116 F. Supp. 3d 1361

Jessica THOMAS, Plaintiff, v. ALCON LABORATORIES, and Fictitious Parties (1-5), Defendants.

Civil Action No. 1:12-CV-3678-ODE.

United States District Court, N.D. Georgia, Atlanta Division.

Signed Jan. 29, 2013.

*1362Bryce Cooper Angelí, The Angelí Law Firm, LLC, Troy Kiber, Dixon Mills, LLC Atlanta, GA, for Plaintiff.

Lori Gail Cohen, Sara K. Thompson, Sean Patrick Jessee, Greenberg Traurig, LLP, Atlanta, GA, for Defendants.

ORDER

ORINDA D. EVANS, District Judge.

This products liability case is currently before the Court on Defendant Alcon Laboratories’ (“Alcon” or “Defendant”) Motion to Dismiss [Doc. 5] and Defendant’s Motion to Dismiss Plaintiffs Amended Complaint [Doc. 11]. For the reasons set forth *1363below, Defendant’s Motion to Dismiss [Doc. 5] is DISMISSED AS MOOT, and Defendant’s Motion to Dismiss Plaintiffs Amended Complaint is GRANTED.

I. Background1

Defendant “designed, developed, manufactured, tested, packaged, advertised, promoted, marketed, distributed, labeled, and/or sold the contact lens product known as Air Optix contact lens” [Doc. 10 ¶ 9]. On or about September 22, 2010, Plaintiff Jessica Thomas (“Plaintiff’ or “Thomas”) used these contact lenses [Id. ¶¶ 11, 28]. Following such use, Thomas experienced pain, irritation, redness, blurred vision, itching, and light sensitivity [Id. ¶¶ 23, 28]. Thomas sought treatment át the Gwinnett Clinic where she was diagnosed with conjunctivitis [Id. ¶ 29]. Subsequently, Thomas’ 'condition worsened prompting her to seek medical treatment at the Thomas Eye Group, where she was diagnosed as having “ulcers on the cornea due to the. subject product manufactured and distributed by the Defendant” . [Id. ¶ 30; see also id. ¶¶ 23-24 (Plaintiff explaining she “was dir agnosed as having developed pseudomonas in her left eye” “as a direct and proximate result of her use of the Air Optix contact lens”) ]. On or about September 24, 2010, Plaintiff was admitted to Emory Clinic, where she underwent a left corneal transplant [Id. ¶¶ 27, 31].

Thomas claims that unbeknownst to her, when she purchased and used the contact lenses they had “latent and dangerous properties that significantly increased' the likelihood that a person using the product would contract pseudomanas [sic], a severe eye infection” [Doc. 10 ¶ 13]. Moreover, Thomas asserts Defendant violated the Federal Food, Drug and Cosmetic Act (“FDCA”) because, for example, “[t]he subject product was adulterated or mis-branded” [Id. ¶ 14; see also id. ¶¶ 15-22].

On September 21, 2012, Plaintiff filed a Complaint in the State Court of Gwinnett County, Georgia [Doc. 1-1]. On October 22, 2012, Defendant removed this case to this Court [Doc. 3].2 A week later, on October 27, 2012, Defendant filed a motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6) [Doc. 5]. However, on November 19, 2012, Plaintiff filed her first Amended Complaint [Doc. 10], in which she asserts state law claims for: (1) negligence; (2) strict liability; (3) breach of express warranty; and (4) breach of implied warranty. Plaintiff seeks compensation for “past and future medical expenses,” “physical and mental pain and suffering,” “permanent disability and loss of enjoyment of life,” and “future lost wages and diminished earning capacity,” as well as punitive damages and the costs of litigation [Id. at 16-19];

On December 3, 2012, Defendant filed a Motion to Dismiss Plaintiffs , Amended Complaint [Doc. II].3 Defendant contends that “[a]ll of Plaintiffs claims aris*1364ing out of her use of contact lenses allegedly manufactured by Aleon must fail as a matter of, law because they fail to satisfy federal pleading standards and are expressly and impliedly preempted by federal law” [Doc. 11-1 at 1]. Along with this-Motion, Defendant submitted a copy of documents , maintained on the Food and Drug Administration’s (“FDA”) website, including a Premarket Approval (“PMA”) application for the lenses, and the FDA’s approval letter [Docs. 11-2; 11-3; 11 — 4].

On December 17, 2012, Plaintiff filed a response in opposition [Doc. 12], arguing: (1) Defendant’s Motion should be construed as a motion for summary judgment since Defendant submitted matters outside of the pleadings; (2) “Plaintiff has asserted a plausible set of facts that form the basis of her suit” and “[s]he has provided fair notice .of her claims to [Defendant”; and (3) her claims are not preempted [Id.]. 4 Defendant filed its reply on December 31, 2012 [Doc. 13].

II. Legal Standard

Federal Rule of Civil Procedure 12(b)(6) permits dismissal of a complaint for “failure, to state a claim upon which relief can be granted.” Fed.R.Civ.P. 12(b)(6). In ruling on the pending Motion to Dismiss, all of the well-pleaded factual allegations in the plaintiffs complaint must be accepted as true and construed in the light most favorable to the plaintiff. Young Apartments, Inc. v. Town of Jupiter, Fla., 529 F.3d 1027, 1037 (11th Cir.2008).

While a complaint attacked by a Rule 12(b)(6) motion to dismiss does not need detailed factual allegations, a plaintiffs obligation to provide the grounds of his entitlement to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do.

Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007) (internal quotation marks and citations omitted). More specifically:

[A]' complaint must contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face. A claim has facial plausibility when the plaintiff pleads factual content that allows the court to' draw the reasonable inference that the defendant is liable for the misconduct alleged.

Ashcroft v. Iqbal, 556 U.S. 662, 678, 129 S.Ct. 1937, 173 L.Ed.2d 868 (2009) (internal quotation marks and citations omitted). To survive a Rule 12(b)(6) motion, “the plaintiffs factual allegations, when assumed to be true, must be enough to raise a right to' relief above the speculative level.” United Techs. Corp. v. Mazer, 556 F.3d 1260, 1270 (11th Cir.2009) (internal quotation marks and citation omitted).

III. Discussion

A. No Conversion of Motion to Dismiss

Plaintiff argues that Defendant’s Motion to Dismiss Plaintiffs Amended *1365Complaint should be construed as a motion for summary judgment [Doc. 12 at 3]. The Court disagrees; the FDA documents submitted by Defendant may be considered without converting the instant motion into a motion for summary judgment.

The United States Court of Appeals for the Eleventh Circuit has held that “a district court may take judicial notice of matters of public record without converting a Rule 12(b)(6) motion [to dismiss] into a Rule 56 [summary judgment] motion.” Serpentfoot v. Rome City Comm’n, 322 Fed.Appx. 801, 807 (11th Cir.2009) (per curiam) (citing Bryant v. Avado Brands, Inc., 187 F.3d 1271, 1278 (11th Cir.1999)). For that reason, so long as the documents at issue constitute matters of-public record, the Court may consider those documents without converting the instant motion into a motion for summary judgment.

“The Court is permitted to take judicial notice of documents made publicly available by a government entity.” Henderson v. Sun Pharm. Indus., Ltd., 809 F.Supp.2d 1373, 1379 n. 4 (N.D.Ga.2011) (Murphy, J.). Accordingly, courts have taken judicial notice of documents from the FDA, a government entity, when ruling on a motion to dismiss. E.g., McClelland v. Medtronic, Inc., No. 6:11-CV-1444-Orl-36KRS, 2012 WL 5077401, at *2 (M.D.Fla. Sept. 27, 2012) (considering “public records of the FDA” because “matters in the public record are susceptible to judicial notice and consideration in resolving a motion to dismiss”); Henderson, 809 F.Supp.2d at 1379, 1379 n. 4. Plaintiff has not cited, and the Court’s independent research,has not uncovered, any Eleventh, Circuit precedent clearly foreclosing the consideration of the FDA’s documents. In the absence of any such authority, the Court concludes that it may consider the documents from the FDA as a matter of public record without converting the instant motion into a motion for summary judgment.

B. Motion to Dismiss Plaintiff’s Amended Complaint5

Defendant argues that Plaintiffs Amended Complaint should be dismissed because it is insufficiently pled, and because Plaintiffs claims are preempted. As discussed below, the Court finds Plaintiff has failed to state a valid , claim, and thus her Amended Complaint [Doc. 11] is due to be dismissed. .,

1. Preemption Framework6

In 1976, Congress enacted the Medical Device Amendments of 1976 (the “MDA”) “which swept back some state obligations and- imposed a regime of detailed federal oversight” for medical devices. Riegel v. Medtronic, Inc., 552 U.S. 312, 316, 128 S.Ct. 999, 169 L.Ed.2d 892 (2008). “The devices receiving the most federal oversight are those in Class III,” such as the contact lenses at issue in this case; Id. at 317, 128 S.Ct. 999; 21 C.F.R. § 886.5925(b)(2) (specifying soft contact lenses intended for extended wear are Class III devices). “[T]he MDA established a rigorous regime of premarket approval for new Class III devices.” Riegel, *1366552 U.S. at 317, 128 S.Ct. 999. “The FDA spends an average of 1,200 hours reviewing each application.” Id. at 318, 128 S.Ct. 999. Even after premarket approval, the FDA continues to oversee the approved medical device. Id. at 319, 128 S.Ct. 999.

“The MDA includes an express pre-emption provision.” Riegel, 552 U.S. at 316, 128 S.Ct. 999. This provision states:

Except as provided in subsection (b) of this section, no State or political subdivision of a State may establish or continue in effect with respect to a device intended for human use any requirement-(l) which is different from, or in addition to, any requirement applicable under this chapter to the device, and (2) which relates to the safety or effectiveness of the device or to any other matter included in a requirement applicable to the device under this chapter.

21 U.S.C. § 360k(a). The United States Supreme Court, in Riegel, established a two-pronged test for determining whether state law claims are preempted under the MDA. Riegel, 552 U.S. at 321-22, 128 S.Ct. 999.

First, a court must “determine whether the Federal Government has established requirements applicable to the device.” If so, “the court must then determine whether the plaintiffs common-law claims are based upon state law requirements with respect to the device that are ‘different from, or in addition to’ the federal ones, and that relate to safety and effectiveness.”

Wolicki-Gables v. Arrow Int’l, Inc., 634 F.3d 1296, 1301 (11th Cir.2011) (quoting Riegel, 552 U.S. at 321-22, 128 S.Ct. 999) (alterations omitted). If the court determines state law does impose different or additional requirements relating to safety and’effectiveness, the claim is preempted. 21 U.S.C. § 360k(a).

There is however an exception for “parallel claims.” The United States Supreme Court explained that:

State requirements are pre-empted under the MDA only to the extent that they are “different from, or in addition to” the requirements imposed by federal law. Thus, § 360k does not prevent a State from providing a damages remedy for claims premised on a violation of FDA regulations; the state duties in such a case “parallel,” rather than add to, federal requirements.

Riegel, 552 U.S. at 330, 128 S.Ct. 999; see also Wolicki-Gables, 634 F.3d at 1300 (“In Riegel, the Supreme Court held that the MDA preemption clause does not apply to a parallel claim.”).

The United States Court of Appeals for the Eleventh Circuit has held that to state a parallel claim, “[a] plaintiff must allege that ‘the defendant violated a particular federal specification referring to the device at issue.’” Wolicki-Gables, 634 F.3d at 1301 (citation and alteration omitted). In other words, “[parallel claims must be specifically stated in the initial pleadings” and “the complaint must set forth facts pointing to specific PMA requirements that have been violated.” Id. (internal quotation marks and citation omitted); see also Cline v. Advanced Neuromodulation Sys., Inc., 914 F.Supp.2d 1290, 1300 (N.D.Ga.2012) (Totenberg, J.) (“In Wolicki-Gables, the court stated that a properly alleged parallel claim must both: (1) claim the violation of a particular federal regulation, and (2) ‘set forth facts pointing to specific ... requirements that have been violated.’” (quoting Wolicki-Gables, 634 F.3d at 1301)). Thus, “[plaintiffs cannot simply incant the magic words ‘[defendant] violated FDA regulations’ in order to avoid preemption.” Wolicki-Gables, 634 F.3d at 1301.7

*13672. Plaintiff’s Pure State Law Claims

Plaintiff seems to acknowledge that pure state law claims for strict liability and negligence are preempted. Plaintiff noted, in her response, that she “fil[ed] an amended complaint in order to make plain that she has now abandoned any preempted state law claims, and that her claim[s] [are] based exclusively on violations of federal regulations and violations of express and implied warranties issued by Defendant, which are not preempted by federal law” [Doc. 12 at 2]. It appears, based on this statement, that Plaintiff may still be raising pure state law claims for breach of express and implied warranties, as well as parallel claims. For the reasons set forth below, the Court finds Plaintiffs state law claims for breach of express and implied warranties are preempted under Riegel.

A PMA-approved device automatically satisfies the first prong of the Riegel framework, and here it is undisputed that the contact lenses at issue received PMA approval. See Horn v. Boston Scientific Neuromodulation Corp., No. CV409-074, 2011 WL 3893812, at *3 (S.D.Ga. Aug. 26, 2011); Llado-Carreno v. Guidant Corp., No. 09-20971-CIV, 2011 WL 6223409, at *3 (S.D.Fla. May 16, 2011) (“With regard to the first question, the Riegel Court expressly held that premarket approval imposes federal ‘requirements’ under the MDA, and thus has a preemptive effect.” (citation omitted)); Leonard v. Medtronic, Inc,, No. 1:10-CV-03787-JEC, 2011 WL 3652311, at *4 (N.D.Ga. Aug. 19, 2011) (Carnes, C.J.).

As for the second prong of the Riegel framework, Plaintiffs claims clearly relate to the “safety and effectiveness” of the contact lenses [e.g., Doc. 10 ¶ 51 (“Defendant expressly warranted to Ms. Thomas that the subject product was safe and fit for use for its intended purposes, that it was of merchantable quality, that it did not produce any dangerous side effects, and that it was adequately tested and fit for its intended use.”) ]. Courts have consistently found that state law claims for breach of warranties based on the safety or effectiveness of the device, impose requirements “that ‘are different from, or in addition to’ ” federal regulations", and thus are preempted. Riegel, 552 U.S. at 330, 128 S.Ct. 999 (affirming dismissal of the plaintiffs claims for: negligence; strict liability;- • and breach of implied warranty); Horn, 2011 WL 3893812, at *4-7 (holding plaintiffs state law claims for strict liability, negligence, and-breach of implied warranty were preempted under Riegel) 8 ; Leonard, 2011 WL 3652311, at *6-11 (concluding plaintiffs claims, which included *1368negligence, strict, liability, breach of implied warranty, and breach of express warranty, í were preempted because plaintiff failed to allege valid parallel claims). Accordingly, because it is clear Plaintiff cannot raise a pure state law claim, the issue is whethér Plaintiff, by referring to federal regulations, has sufficiently alleged actionable parallel claims.

3. Plaintiffs Parallel Claims

Plaintiff, in her Amended Complaint [Doc. 10], asserts Defendant violated:. 21 U.S.C. §§ 331, 351(a) and .(h), 21 C.F.R. § 820.70(c), (d), and (e), and 820.90(a); and “ether good manufacturing practice regulations mandated by the [FDA] in manufacturing, packaging, and distributing the subject product” [Id. ¶¶ 14-21]: Plaintiff also generally alleges Defendant violated “applicable federal law, federal regulations, and good practices,” without indicating what specific or additional provisions were violated [e.g., id. ¶ 35].

Defendant argues:

Plaintiff fails to allege any facts explain:-ing how the regulations she cites were violated by Alcon, nor does she .provide any credible explanation for how the alleged violations of the -regulations are ' causally related to' her claimed injuries. Further, the current good manufacturr ing practice (‘CGMP’) requirements that Plaintiff alleges Alcon violated do not impose specific manufacturing requirements on medical device manufacturers and are too open-ended to serve as the basis, for a parallel claim.

[Doc. 11-1 at-3]. The Court agrees.

As an initial matter, 2i U.S.C., § 351(a) and (h) do not exist. Plaintiff has also cited to 21 U.S.C. § 331, but this part of the Code deals with “over-the-counter antacid produces],” and thus has no relevance to this case. See 21 C.F.R. § 331.1. The Court can only assume that Plaintiff has inadvertently cited the wrong regulations, but Plaintiff has not clarified this matter.9

As for 21 C.F.R. §§ 820.70(c), (d), and (e), and 820.90(a), these .regulations are contained in the “Quality System Regulation” (“QSR”) portion of the. Code of Federal .Regulations. Courts have held -that the regulations contained in the QSR portion of the Code, cannot serve as .the basis for a parallel claim, The court in Horn, 2011 WL 3893812, at *8-9, emphasized this point in discussing such regulations, noting:

instead, each regulation cited is nothing more than a general statement of a ... [CGMP]. It has been recognized that these standards are intended to serve only as an umbrella quality system providing general objectives medical device manufacturers must - seek , to achieve. These regulations are purposefully broad so as to apply to a broad range of medical devices. The regulations are to be tailored by each- manufacturer of a device to apply to their particular safety and efficacy needs. The intentionally vague and open-ended nature-of the regulations relied upon is the precise reason why they cannot serve as the basis for a parallel claim. Since these regulations are open to a particular manufacturer’s interpretation, allowing them to serve as a basis for a claim would lead to differing safety requirements that might emanate from various lawsuits. This would necessarily result in the imposition of standards that are different from, or in addition to those imposed by the MDA— precisely the result that the MDA preemption provision seeks to prevent. Accordingly, where, as here, a plaintiff relies on nothing more tha[n] CGMP’s *1369 in support of a parallel cause of action, preemption bars the claim.

Horn, 2011 WL 3893812, .at *9 (quoting Ilarraza v. Medtronic, Inc., 677 F.Supp.2d 582, 588 (E.D.N.Y.2009)) (emphasis added, and internal quotation marks and alterations omitted).10 Accordingly, because the regulations Plaintiff cites “fail to provide any tangible or concrete standard ... to allow a violation of such a flexible standard to result in liability would, in itself be imposing a standard ‘different from, or in addition to’ those imposed by the MDA....” Id. at *9. Therefore, Plaintiff has failed to plead “parallel claims.”

Furthermore, Plaintiffs' general and eonclusory allegations that Defendant “fail[ed] to follow applicable federal law, federal regulations, and good practices” are insufficient [e,g., Doc. 10 ¶ 35]. Plaintiff has failed to “set forth facts pointing .to specific PMA requirements that have been violated.” Wolicki-Gables, 634 F.3d at 1301 (internal quotation marks omitted); see also Cline, 914 F.Supp.2d at 1300 (“Absent from the complaint are specific factual allegations indicating exactly what FDA regulation was violated and in what manner. The Eleventh Circuit has foreclosed this generic approach to the pleading of parallel claims, holding that it fails to meet the requirements of Twombly and Iqbal.”); Leonard, 2011 WL 3652311, at *6 (“Besides being a general, eonclusory allegation,, the complaint does not point to specific premarket approval , requirements that have been violated or allege any facts as to how those violations occurred. Without these allegations, Count One amounts to nothing more than the speculative proposition that ‘full compliance would have resulted in a problem-free device.’ ”); Llado-Carreno, 2011 WL 6223409, at *5 (“These general allegations are insufficient to satisfy the requisite elements of a parallel claim, as Plaintiff fails to provide any factual detail to substantiate the crucial allegation. Specifically, he does not set forth any specific problem, or failure to comply with any FDA regulation that can be linked to the injury alleged.” (internal quotation marks, alterations, and citations omitted)). Plaintiffs claims, which “simply meant the magic words [Defendant] violated FDA regulations,” are therefore insufficient. Wolicki-Gables, 634 F.3d at 1301.11 Hence, Plaintiff’s claims are dismissed as they are preempted under Riegel. 12

IV. Conclusion

For the reasons set forth above, Defendant’s Motion to Dismiss [Doc. 5] is DISMISSED AS MOOT, and Defendant’s *1370Motion to Dismiss Plaintiffs Amended Complaint [Doc. 11] is GRANTED. Plaintiffs claims are dismissed. Judgment shall be entered in Defendant’s favor, with costs taxed against Plaintiff.

Thomas v. Alcon Laboratories
116 F. Supp. 3d 1361

Case Details

Name
Thomas v. Alcon Laboratories
Decision Date
Jan 29, 2013
Citations

116 F. Supp. 3d 1361

Jurisdiction
United States

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