646 F. Supp. 2d 253

Antonio ESTRADA, Plaintiff, v. Maximo TORRES, Defendant.

Civil No. 3:07cv1683 (JBA).

United States District Court, D. Connecticut.

July 24, 2009.

*254John R. Williams, New Haven, CT, for Plaintiff.

Cheryl E. Johnson, Law Office of Cheryl E. Johnson, Waterbury, CT, for Defendant.

*255RULING ON DEFENDANT’S MOTION FOR SUMMARY JUDGMENT [Doc. # 20]

JANET BOND ARTERTON, District Judge.

Plaintiff Antonio Estrada, a diabetic man subject to hypoglycemia, brings suit against Maximo Torres, a Police Officer with the Waterbury Police Department, in connection with Officer Torres’s arrest of Mr. Estrada outside a supermarket in Waterbury, Connecticut. Plaintiff brings claims pursuant to 42 U.S.C. § 1983 for false arrest, malicious prosecution, and excessive force under the Fourth Amendment and denial of proper medical care under the Due Process Clause of the Fourteenth Amendment. Following discovery, Defendant moved for summary judgment on the Fourth Amendment claims. For the reasons stated below, Defendant’s motion will be granted. Plaintiffs claim for denial of proper medical care remains for trial.

I. Background

The parties agree on the following facts: On October 2, 2005, Plaintiff and his brother, Joselito Estrada, were shopping at a Shaw’s Supermarket in Waterbury, where Defendant “was working an extra duty assignment.” Plaintiff tried on sunglasses, including one with a “grade” of 250, and as he waited in line to purchase a lottery ticket he “pulled off the sticker that said ’250’ (the grade of the glasses) and tried the glasses on again.” Plaintiff put the glasses in his back pocket when he reached for his wallet to pay for the lottery ticket, and “then exited the store, without paying for the eyeglasses.” Defendant watched these events transpire in real-time via the store’s closed-circuit security cameras after being called by Shaw’s security manager Tiffany Tenner. When Plaintiff felt the glasses in his pocket as he sat down in Joselito’s car, he “took [them] out of his rear pocket and straightened the glass frame because it was slightly bent[,] ... tried the glasses on to see if they still fitted him well[,] ... tried reading the cashier’s receipt with the eyeglasses on[,] and found that the glasses suited his vision and he could read the receipt okay.” Immediately thereafter, Office Torres “approached Mr. Estrada at his car and Mr. Estrada was taken into custody and escorted to the security office inside the store,” after which Defendant “arrested Mr. Estrada on a charge of Larceny in the Sixth Degree.” (Def.’s Rule 56(a)l Stmt. [Doc. # 20-2] at ¶¶ 1-15; Pl.’s Rule 56(a)2 Stmt. [Doc. #21-1] at § A (admitting these statements).)

Mr. Estrada relies primarily on his own sworn discovery responses and on a February 2006 letter he wrote to his psychiatrist, Dr. Efren E. Rebong, about this incident.1 In these documents Plaintiff asserts that he is diabetic and had begun “feeling mild symptoms of hypoglycemia” while waiting to pay for the lottery ticket and before pulling off the sticker. As Plaintiffs symptoms increased in severity “[i]t seem[s][he] panicked and [was] a bit confused,” whereupon he left the store, found his brother near their ear, “told him [he was] having hypoglycemia,” and sat down in the car to “open[] the console where [he] keep[s][his] insta-glucose and chocolates and regular soda.” When he sat down he “realized that [he] walked out of the store without paying for the glasses.” He then tried them on, “[b]ut before [he] could tell [Joseljito to go back to the *256store and pay for” the glasses, Defendant (whom Mr. Estrada calls “the security guard”) asked him to exit the car, “handcuffed [him], and led [him] to the store[’]s security room,” patted Plaintiff down and questioned him inside the supermarket’s security office. (Letter to Dr. Rebong, Ex. B to Pl.’s Rule 56(a)2 Stmt., at 1-3; PL’s Discovery Responses, Ex. A to PL’s Rule 56(a)2 Stmt.) According to Plaintiff:

In the security room I was told to spread my legs and patted on, searching and emptying my pockets of all its contents (my wallet, cell phone, keys [and] coins). [Officer Torres] counted the money in my wallet, checked my cards and even the spare key for my car.... I was held in detention for almost an hour standing with handcuffs being yelled at and screamed at by [Ms. Tenner]. By that time I’m already experiencing mild to moderate hypoglycemia [in] my toes, feet and hands were hurting because of neuropathy.... When I told [Office Torres] that my hands were hurting and feels like the handcuffs were feeling tight he lifted my hands/arms on my back which was painful[ ], he also yanked up my pants 2x that hurts my groin area.

(Letter to Dr. Rebong at 2-3.) In his deposition Plaintiff explained that the “excessive force” to which he was subject included Officer Torres “pulling my pants about five times,” which “hurts my groin.” (PL’s Dep. at 52:2-3.) Defendant does not rebut Plaintiffs recitation of these facts.

Plaintiff further states that in the presence of Defendant both Plaintiff and his brother informed Ms. Tenner (whom Mr. Estrada calls “the security officer”) that he was having a hypoglycemic attack. Plaintiff wrote to his psychiatrist that while Defendant took Plaintiff to the Shaw’s security office “[Josel]ito kept on telling the security guard that I’m having hypo, and telling them to be careful with me.” (Letter to Dr. Rebong at 2.) In his discovery responses Plaintiff states that he told Defendant “that I was having a seizure and that I was having a hypoglycemic attack. I was pleading to get something for my hypoglycemia. My brother also told him that I was having a seizure and an episode.” Defendant, in response, “called me crazy,” “told the other officers that I was a crazy one,” and “forced me to be in handcuffs and in the back of the van while I was having a seizure.” (PL’s Discovery Responses at Interrogatories 7, 8, 10.) Plaintiffs letter states that while he was detained by Defendant and Ms. Tenner, he insisted that he “never intended to steal” the glasses, but nevertheless “opted for them to call the police” because “all [he] want[ed][was] to get out of there and get [his] insta-glucose gel and eat something.” (Letter to Dr. Rebong at 3.)

At some point thereafter a police “wagon responded to Shaw’s and transported [Plaintiff] to [headquarters] for booking” by a non-party officer. (Incident and Offense Report, Ex. C to Def.’s Mem. Supp., at 2.)2 The unrebutted record is *257that Defendant knew Plaintiff claimed to be suffering from hypoglycemia and that in response to Plaintiffs symptoms and repeated requests for assistance Defendant called Plaintiff “crazy” and did not provide him any medical care or permit him to get his insta-glucose gel or anything to eat.

Plaintiff states that “[t]he [criminal] case against [him] was dismissed [on] December] 16, 2005.” (Letter to Dr. Rebong at 5-6.) Plaintiff proffers records from the Waterbury Police Department listing the “Court Disposition]” of his case as “DISMISSED” and a “Disposition] Date” of “12/16/2005.” (Mugshot, Ex. D. to Pl.’s Rule 56(a)2 Stmt., at 2.) Defendant claims that the criminal proceedings did not terminate in Plaintiffs favor, pointing to Superior Court records listing Plaintiffs charge as larceny in the sixth degree with three hand-written and stamped notes (“plea vacated,” “dismissed,” and “Conditional Plea to 12/16 Dismissal”) and four dates (“10/02/2005,” “Dec. 16[,] 2005,” “Nov. 18[,] 2005” (twice), and “11-18”). (Ex. E to Def.’s Mem. Supp., at 2.)

II. Discussion3

A. False Arrest and Malicious Prosecution

Under 42 U.S.C. § 1983 a plaintiff must demonstrate that he was subjected to the “deprivation of a[ ] right[ ], privilege[ ], or immunity] secured by the Constitution and laws” of the United States. “The common law tort of false arrest is cognizable under § 1983 only if it also encompasses a violation of federal statutory or constitutional law.” Lennon v. Miller, 66 F.3d 416, 423 (2d Cir.1995). The absence of probable cause is a necessary element of a false arrest claim, and if a plaintiffs arrest was supported by probable cause his claim must fail. Weyant v. Okst, 101 F.3d 845, 852 (2d Cir.1996) (citations omitted) (“The existence of probable cause to arrest constitutes justification and ‘is a complete defense to an action for false arrest,’ whether that action is brought under state law or under § 1983.”); Beinhorn v. Saraceno, 23 Conn.App. 487, 491, 582 A.2d 208 (1990) (absence of probable cause is an element of a false arrest claim). Probable cause is also an element of Plaintiffs § 1983 malicious prosecution claim. Fulton v. Robinson, 289 F.3d 188, 195 (2d Cir.2002) (to make out malicious prosecution claim a plaintiff must establish both the elements of malicious prosecution under state law, and his deprivation of a Fourth Amendment right); Bhatia v. Debek, 287 Conn. 397, 404, 948 A.2d 1009 (2008) (quoting McHale v. W.B.S. Corp., 187 Conn. 444, 447, 446 A.2d 815 (1982)) (listing elements of malicious prosecution claim in Connecticut, including that “the defendant acted without probable cause”).

Where parties dispute what facts were known to police officers at the time an individual was arrested, resolution is for *258the jury; where, however, the-dispute is whether a particular set of facts supports probable cause, the disposition is a matter of law. Walczyk v. Rio, 496 F.Sd 139, 157 (2d Cir.2007) (“It has long been recognized that, where there is no dispute as to what facts were relied on to demonstrate probable cause, the existence of probable cause is a question of law for the court.”). By its nature an inquiry into the existence of probable cause is fact-specific: “[i]n general, probable cause ... exists when the officers have knowledge or reasonably trustworthy information of facts and circumstances that are sufficient to warrant a person of reasonable caution in the belief that the person to be arrested has committed or is committing a crime.” Weyant, 101 F.3d at 852; see also Walczyk, 496 F.3d at 156-57; Martinez v. Simonetti, 202 F.3d 625, 634 (2d Cir.2000).

Plaintiff concedes that Defendant initially had probable cause to arrest him when he saw him leave the store without paying for the glasses, but argues that after Defendant “learned that the plaintiff had suffered a severe hypoglycemic attack that had forced him to retreat to his automobile for potentially life-saving procedures,” the “initial probable cause” was “neutralized,” such that “by the time of the arrest,” probable cause no longer existed. (PL’s Opp’n at 10-11.) Defendant argues that he had probable cause to arrest Plaintiff for Larceny in the Sixth Degree in light of Plaintiffs admission that he left the store without paying for the glasses, which Defendant observed as it was happening (Def.’s Mem. Supp. [Doc. # 21-1] at 4, 12, 16), and it is immaterial that Plaintiff left the store in a “panicked” state, his hypoglycemic attack was severe, and he intended to ask his brother to return to the store and pay for the glasses but was detained and arrested before he could do so. Plaintiffs own rendition of events makes no association between his hypoglycemic attack and his decisions to remove the glasses’ tag or to put the glasses in his back pocket. Moreover, under the Connecticut larceny statute “[a] person intentionally concealing unpurchased goods or merchandise of any store or other mercantile establishment, either on the premises or outside the premises of such store, shall be prima facie presumed to have so concealed such article with the intention of converting the same to his own use without paying the purchase price thereof.” Conn. Gen. Stat. § 53a-119(9). Thus Officer Torres, having observed on the store’s closed-circuit television Mr. Estrada remove the tag and put the glasses in his back pocket, had probable cause to arrest Mr. Estrada for larceny before Mr. Estrada left the store. See also Bacci v. Fairway Market, No. 06 Civ. 2407(DAB), 2008 WL 2139132, *7 (S.D.N.Y. May 19, 2008) (granting defendant police officers summary judgment on false arrest claim on closely analogous facts because “the Police Officers who responded to Fairway Market plainly had sufficient probable cause to arrest Plaintiff for petit larceny and possession of stolen property based on [a Fairway employee’s] report since [the employee] had personally witnessed Plaintiff attempting to leave the supermarket with un-purchased goods concealed on his person”).

In essence, then, Plaintiffs argument is that Officer Torres, knowing of Mr. Estrada’s oncoming hypoglycemic attack, should have determined that Mr. Estrada had left the store because of a medical emergency and without intent to steal the glasses. Plaintiff points out that in Kerman v. City of New York the Second Circuit approvingly quoted the proposition that “ ‘[a]n officer contemplating an arrest is not free to disregard plainly exculpatory evidence,’ ” 261 F.3d 229, 241 (2d Cir.2001) (quoting, in a parenthetical, Kuehl v. Burtis, 173 F.3d 646, 650 (8th Cir.1999)), in holding that police are not entitled to qualified immunity if they arrest and hospitalize a person *259they suspect is mentally ill and poses a danger to himself or others if they “fail[ ] to reasonably investigate his mental state” and “grossly misjudge! ] the situation as it unfold[s] before them,” 261 F.3d at 241.4

Plaintiffs argument must fail. First, Plaintiffs hypoglycemia and his assertions of innocence are not “plainly exculpatory evidence.” Instead, onset of Plaintiffs hypoglycemia is not inconsistent with the actions that gave rise to probable cause, and indeed Plaintiff could have both intended to steal the glasses and also had hypoglycemia, see D’Angelo v. Kirschner, 288 Fed.Appx. 724, 725-26 (2d. Cir.2008) (“that an innocent explanation ‘may be consistent with the facts alleged does not negate probable cause’ ”) (quoting Panetta v. Crowley, 460 F.3d 388, 395 (2d Cir.2006)), and “[i]t is up to the factfinder to determine whether a defendant’s story holds water, not the arresting officer.” Krause v. Bennett, 887 F.2d 362, 372 (2d Cir.1989).

Second, here, unlike in Kerman, state law provides a prima facie presumption that Plaintiff, having taken the actions Defendant observed, had committed a crime. See Conn. Gen.Stat. § 53a-119(9). Thus, Officer Torres was not confronted by the constitutional obligation to determine whether Plaintiff “presented a threat to himself or others,” the fact-specific inquiry incumbent on the officers in Kerman before they could forcibly hospitalize Kerman. Compare Kerman, 261 F.3d at 241 (“the police may have been entitled to hospitalize Kerman if his conduct or the condition of his apartment demonstrated a dangerous mental state”), with Krause, 887 F.2d at 371 (citation omitted) (“It bears repeating that probable cause does not require an officer to be certain that subsequent prosecution of the arrestee will be successful. ‘It is therefore of no consequence that a more thorough or more probing investigation might have cast doubt upon’ the situation.”).

Finally, unlike in Kerman, where third parties and the officers’ own observations of Kerman’s demeanor and apartment provided the information disregarded by the officers, here the claimed exculpatory evidence was simply two assertions by the same person for whom probable cause to arrest existed. This distinction renders Kerman inapposite, for it is clear that having had probable cause to arrest Plaintiff, Officer Torres was not required to assess whether Plaintiffs hypoglycemic attack or his protestation of innocence sufficed to negate Plaintiffs presumptive intent to commit larceny before taking him into custody. An “officer [i]s not required to make a full investigation into plaintiffs state of mind prior to taking action. Once a police officer has a reasonable basis for believing there is probable cause, he is not *260required to explore and eliminate every theoretically plausible claim of innocence before making an arrest.” Ricciuti v. N.Y.C. Transit Auth., 124 F.3d 123, 128 (2d Cir.1997); see also Krause, 887 F.2d at 372.

Even though Plaintiff was apparently not convicted of larceny in the sixth degree,5 there is a wide gulf between the facts necessary to establish probable cause and those necessary to establish guilt beyond a reasonable doubt, and “[o]nce officers possess facts sufficient to establish probable cause, they are neither required nor allowed to sit as prosecutor, judge or jury.” Krause, 887 F.2d at 372; see also State v. Johnson, 286 Conn. 427, 435, 944 A.2d 297 (2008) (“The existence of probable cause does not turn on whether the defendant could have been convicted on the same available evidence.... [Pjroof of probable cause requires less than proof by a preponderance of the evidence.... The probable cause determination is, simply, an analysis of probabilities”) (quotation and citation omitted).

Plaintiff points to no evidence in the record of any exculpatory information Officer Torres learned after Mr. Estrada’s arrest but before or during his prosecution that altered the probable cause analysis above. As an initial matter, on the uncontested record Defendant learned of Plaintiffs hypoglycemia and protestations of innocence prior to, rather than after, arresting him. Nonetheless, at oral argument Plaintiff argued that courts err when they conflate probable cause to arrest (for purposes of determining the legal merit of a false arrest claim) with probable cause to prosecute (when considering a malicious prosecution claim), but this argument misreads both Second Circuit precedent and Connecticut law. In Posr v. Court Officer Shield No. 207, the Second Circuit explained that because “under New York law,” a plaintiff seeking to establish a claim of malicious prosecution must demonstrate, inter alia, “that the defendant lacked probable cause to believe the proceeding could succeed,” probable cause to arrest and “probable cause to believe the proceeding could succeed” were not “interchangeable.” 180 F.3d 409, 417 (2d Cir.1999). In DAngelo, however, the Second Circuit made clear that in light of the elements of a malicious prosecution in Connecticut, “[ojrdinarily, in the absence of exculpatory facts which became known after an arrest, probable cause to arrest is a complete defense to a claim of malicious prosecution.” D'Angelo, 288 Fed.Appx. at 726 (citing McHale, 187 Conn. at 447, 446 A.2d 815 (listing elements of malicious prosecution claim in Connecticut) and Johnson v. Ford, 496 F.Supp.2d 209, 214 (D.Conn.2007)).6 As explained above, Plaintiff’s hypoglycemia and his assertion that he did not intend to steal the glasses are neither “exculpatory facts” nor “facts which became known after an arrest,” and so they do not undercut the “complete defense to a claim of malicious prosecution” provided by Officer Torres’s probable cause to arrest Plaintiff. In any case, given the prima facie presumption of intent to steal that inhered in the actions Officer Torres observed Mr. Estrada take, *261probable cause existed not only to arrest Plaintiff, but also to prosecute him. Probable cause having existed both to arrest and to prosecute Mr. Estrada for larceny in the sixth degree, summary judgment must be granted to Defendant on Plaintiffs claims of false arrest and malicious prosecution.

B. Excessive Force

“[A]ll claims that law enforcement officers have used excessive force — deadly or not — in the course of an arrest ... [must] be analyzed under the Fourth Amendment and its ‘reasonableness’ standard.” Graham v. Connor, 490 U.S. 386, 395, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989) (emphasis in original). Plaintiff claims that Defendant used excessive force in handcuffing him and patting him down by pulling on his pants.7 Defendant argues both that the force he used is not excessive as a matter of law, and also that he is entitled to qualified immunity.

Because Officer Torres does not dispute Plaintiffs rendition of the facts regarding his use of force in arresting him, there is no issue as to any fact material to Plaintiffs excessive-force claim or Defendant’s claim to qualified immunity. Where “there is no dispute about the material facts, the district court should assess the reasonableness of the defendants’ conduct under the circumstances presented in order to determine on summary judgment whether the defendants are entitled to qualified immunity.” Lennon, 66 F.3d at 421. The doctrine of qualified immunity would protect Defendant if “(1) his conduct does not violate a clearly established constitutional right, or (2) it was ‘objectively reasonable’ for the officer to believe his conduct did not violate a clearly established constitutional right.” Hartline v. Gallo, 546 F.3d 95, 102 (2d Cir.2008) (citations omitted). The right under the Fourth Amendment to be free from excessive force was clearly established in October 2005, Posr v. Doherty, 944 F.2d 91, 95 (2d Cir.1991) (“[t]he right of an individual not to be subjected to excessive force is well established”), so in order to determine whether Officer Torres is entitled to qualified immunity the Court must determine whether “it was objectively reasonable for [him] to believe that” his handcuffing, arms-raising, and patting-down of Plaintiff “did not violate [that] right,” Lennon, 66 *262F.3d at 423. This would be the case if “no rational jury could have found that the force used was so excessive that no reasonable officer would have made the same choice.” Id. 426.

“[N]ot every push or shove constitutes excessive force.” Lennon, 66 F.3d at 426 (citing Graham, 490 U.S. at 396, 109 S.Ct. 1865). It was objectively reasonable for Defendant to believe that his handcuffing and pat-down of Plaintiff were not excessive, especially after Defendant observed Plaintiff remove the tags from one item for sale, place it in his pants pocket, and leave the store without paying for it. Not only does “the right to make an arrest ... necessarily carr[y] with it the right to use some degree of physical coercion or threat thereof to effect it,” Graham, 490 U.S. at 396, 109 S.Ct. 1865 (emphasis added), but officers are entitled to “search [an] arrestee’s person and the area ... from within which he might gain possession of ... destructible evidence,” Chimel v. California, 395 U.S. 752, 763, 89 S.Ct. 2034, 23 L.Ed.2d 685 (1969).8 No reasonable jury could conclude that no reasonable officer would handcuff and pat down Plaintiff in the manner done by Defendant. Because given the undisputed facts of this case “it was ‘objectively reasonable’ for [Officer Torres] to believe his conduct did not violate a clearly established constitutional right,” Defendant is entitled to qualified immunity as to Plaintiffs claim of excessive force. Hartline, 546 F.3d at 102.

IV. Conclusion

For the reasons stated above, Defendant’s Motion for Summary Judgment [Doc. #20] is GRANTED. Plaintiffs claim of denial of proper medical care remains for trial.

IT IS SO ORDERED.

Estrada v. Torres
646 F. Supp. 2d 253

Case Details

Name
Estrada v. Torres
Decision Date
Jul 24, 2009
Citations

646 F. Supp. 2d 253

Jurisdiction
United States

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