242 U.S. 455 61 L. Ed. 427 37 S. Ct. 136 1917 U.S. LEXIS 2209 SCDB 1916-214

CHALONER v. SHERMAN.

ERROR TO THE CIRCUIT COURT OF APPEALS FOR THE SECOND CIRCUIT.

No. 121.

Argued November 16, 17, 1916.

Decided January 8, 1917.

Omission of the statutes of New York concerning proceedings de lunático inquirendo (Code of Civil Procedure, 1898, §§ 2320, et seq.), to provide expressly that notice Of and opportunity to be heard at the inquisition shall be afforded to the alleged incompetent, held, not violative of the due process clause of the Fourteenth Amendment, it appearing by the decisions of the highest court of the State that the requisite notice and opportunity are otherwise impliedly afforded under the state law.

In proceedings under the New. York statutes, supra, which resulted in the appointment of a committee of plaintiff’s person and estate, the plaintiff, who was committed at a private hospital at the time, was served with notice of the application to appoint a commission, to inquire into his mental capacity, of the inquisition, and of the motion to confirm its finding and appoint the committee. He was physically able to atten4 but did not appear, ask anyone to represent him or seek an adjournment. At the inquisition, the commission and jury, after hearing witnesses, concluded that his attendance was unnecessary, and did not require it, there being evidence that if enforced it would be detrimental to his mind. Held, that due process was satisfied, and that the order appointing the committee was not open to collateral attack.

Subsequently the court accepted the resignation of the committee and appointed another in his stead, without giving notice or affording opportunity to be heard to the plaintiff or the other persons interested in the original proceedings. Held, not violative of due process.

Orders of a state court declaring a person found within the State incapable of managing himself and his affairs and appointing a committee of his person and his property within the State are not assailable collaterally by proof that he was and remained a citizen and resident of another State, or that he was served in the proceedings through being corruptly lured into the first State and. there illegally committed to a private hospital, or that the adjudication of insanity *456was made on perjured evidence while he was actually sane, or that his sanity and competency have been established by a later adjudication of a court of his domicile and have since continued.

215 Fed. Rep. 867, affirmed.

The case is stated in the opinion.

Mr. Edward E. Colladay and Mr. Sidney J. Dudley for the plaintiff in error, Mr. John Armstrong Chaloner, who also filed a brief.

Mr. Joseph H. Choate, Jr,, for defendant in error.

Mr. Justice Brandéis

delivered the opinion of the court.

This is an action in which the plaintiff seeks damages for withholding his securities and moneys. The defendant sets up as justification that he received and held the property by virtue of two orders of the Supreme Court of New York appointing him committee of the person and estate of the plaintiff as one “incompetent to manage himself or his affairs.” The validity and alleged effect of these orders were denied by plaintiff. The action was brought in' 1904 in the Circuit Court of the United States for the Southern District of New York; was transferred to the District Court January, 1912, by virtue of Judicial Code, § 290, and was tried before a jury in that year. A verdict was directed for the defendant at the close of the plaintiff’s case; and the judgment entered thereon was affirmed by the Circuit Court of Appeals. The case comes here upon writ of error.

The complaint alleges that the plaintiff is a citizen and resident of Virginia and the defendant a citizen and resident of New York; but federal jurisdiction was not rested solely on diversity of citizenship. The complaint alleged also :that the orders of the Supreme Court of New *457York upon which defendant relies are void as having been entered without due process of law in violation of the Federal Constitution. The contention was insisted upon in both the lower courts. This court has, therefore, jurisdiction to review the whole case. Howard v. United States, 184 U. S. 676, 681.

The orders under which defendant justifies were that of June 23,1899, adjudging plaintiff incompetent, appointing a committee of his person and estate and naming one Butler as such; and that of November 19,1901, appointing defendant as his successor. These orders were made under statutes of New York, the material portions of which aré set forth in the margin.1 The proceedings were *458held in New York City where much of plaintiff’s property was located. For over two years prior to the entry, of the earlier order plaintiff had been an inmate of Bloomingdale, *459a private hospital near that city. At each stage in the proceeding leading up to the order of June 23, he was personally served there with notice and was given an opportunity to be heard. Thus he had notice of the motion, on May 19, to appoint the commission de lunático inguirendo; of the inquisition on June 12; and of the mo*460tion to confirm the inquisition, and for appointment of a committee on June 23. Such notice and opportunity to be heard at thé inquisition was required by the law of New York though not expressly recited in the statute; Matter of Blewitt, 131 N. Y. 541; Gridley v. College of St. Francis Xavier, 137 N. Y. 327; Matter of Fox, 138 App. Div. 43. Plaintiff was physically able to be present at this hearing. But he did not appear, did not send anyone to represent him, nor ask for an adjournment. At the inquisition the commission and the jury, after hearing witnesses, concluded that his attendance was unnecessary and did not require him to attend. There was evidence *461that his enforced attendance would be detrimental to his mental health.

As the plaintiff had notice and opportunity to be heard at each stage of these proceedings the essential elements 6f due process of law were fully met, and the court had jurisdiction to enter that order. It is not open to collateral attack, although plaintiff was then under commitment at-Bloomingdale. See Simon v. Craft, 182 U. S. 427. The order of November 19, 1901, accepting Butler’s resignation as committee and appointing defendant in his place, was made by the court without notice either to the plaintiff or to the other parties to the original proceedings. But this was a mere substitution of one officer of the court for another. No substantial right of the plaintiff was affected. Due process does not require notice and opportunity to be heard in such a proceeding; and the irregularity, if any, was not such as to prevent the court from exercising jurisdiction to determine the matter: ' ,

The validity of the orders was assailed and their effect contested also on other grounds. It was contended' that plaintiff had been corruptly lured from his home in Virginia to New York- in March, 1897, and then illegally committed to Bloomingdale and that he could not otherwise have been served in New York at all in the 1899 proceedings; that in 1899 plaintiff was a resident of Virginia; that the adjudication of incompetency in 1899 was made on perjured evidence; and that the plaintiff was then of sound mind and competent to manage his affairs. It was also contended that about November 6, 1901, the plaintiff being a citizen and resident of Albemarle County, Virginia, was adjudged by its county court to be of sound mind and capable of managing his person and estate; that he was such at the time of the commencement of this action and has been since. Much evidence was offered to support these contentions; but the facts if established could not overcome the defense presented by the orders *462of the Supreme Court of New York. That court had jurisdiction because the plaintiff and his property were in New York; and the essentials of due process of law were met. The orders, consequently, are not void; and they are not subject to this collateral attack. See United States v. Throckmorton, 98 U. S. 61; Hilton v. Guyot, 159 U. S. 113, 207. If it be true that the orders ought to be set aside either because they were, as alleged, entered corruptly, irregularly, or inadvertently, or because owing to a change in plaintiff’s condition a committee is no longer required, the remedy must be sought by a direct proceeding to that end. Matter of Curtiss, 137 App. Div. 584; 199 N. Y. 36. No evidence was introduced to prove that even an attempt was made to vacate or modify the orders. In this action of trover which seeks merely damages for alleged wrongful withholding of plaintiff’s property, the existing orders constitute a complete defense. The evidence offered was properly excluded, and theré was no error in directing a verdict for the defendant.

Judgment affirmed.

Chaloner v. Sherman
242 U.S. 455 61 L. Ed. 427 37 S. Ct. 136 1917 U.S. LEXIS 2209 SCDB 1916-214

Case Details

Name
Chaloner v. Sherman
Decision Date
Jan 8, 1917
Citations

242 U.S. 455

61 L. Ed. 427

37 S. Ct. 136

1917 U.S. LEXIS 2209

SCDB 1916-214

Jurisdiction
United States

References

Referencing

Nothing yet... Still searching!

Referenced By

Nothing yet... Still searching!