520 F. App'x 707

Thea PORTENIER, Mother and next friend of minor E.P., Plaintiff-Appellant, v. UNITED STATES of America, Defendant-Appellee.

No. 11-3371.

United States Court of Appeals, Tenth Circuit.

April 3, 2013.

*708Michael L. Sexton, Sexton & Shelor, Shawnee Mission, KS, Edward D. Robertson, Jr., Anthony L. Dewitt, James Barti-mus, Bartimus, Frickleton, Robertson & Gorny, Leawood, KS, for Plaintiff-Appellant.

Brian D. Sheern, Office of the United States Attorney, Wichita, KS, for Defendant-Appellee.

Before HARTZ, MURPHY, and HOLMES, Circuit Judges.

ORDER AND JUDGMENT*

JEROME A. HOLMES, Circuit Judge.

Plaintiff-Appellant Thea Portenier, mother and next friend of minor E.P. (“EP”),1 appeals from the district court’s grant of summary judgment to the government on her medical malpractice claim brought on behalf of EP pursuant to the Federal Tort Claims Act (“FTCA”) and governed by Kansas tort law. Ms. Porten-ier asserts that certain healthcare professionals did not properly diagnose and treat EP’s child abuse and that this failure caused EP to suffer severe injuries from a subsequent episode of abuse. This appeal requires us to decide whether Kansas law imposes a legal duty on healthcare professionals — as part of their duty to diagnose and treat patients who have suffered child *709abuse — to report that child abuse to authorities or take measures to prevent a subsequent episode of child abuse from-occurring. Because we conclude that Kansas law does not recognize such a duty, Ms. Portenier’s medical malpractice claim cannot succeed. Accordingly, we affirm the district court’s grant of summary judgment to the government.

I

A

We briefly set forth the very limited factual background necessary to the disposition of this appeal. EP was born on December 29, 2003, at Irwin Army Community Hospital (“IACH”) in Fort Riley, Kansas. Shortly after giving birth to EP, his biological mother, Shirlynne Craddock, placed him in the care of her neighbor, Holly Bellinger.

On January 15, 2004, EP was taken to IACH for a scheduled visit. He was examined by several persons, most notably Captain Wayne Darsow, a family nurse practitioner, and Dr. Thomas Talbot; both noticed that EP had bruising in multiple locations. Although Captain Darsow and Dr. Talbot had some suspicions that the bruising was evidence of abuse, Dr. Talbot eventually concluded that the bruising was most likely caused by a blood disorder. Dr. Talbot requested a follow-up examination, and EP was discharged at that time from the hospital. However, a follow-up examination never occurred.

According to the complaint, on January 29, 2004, Ms. Bellinger brought EP to Geary County Community Hospital where he was found to have, among other injuries, multiple fractures to his skull and permanent brain damage. The complaint alleges — and the parties do not dispute— that these injuries were caused by Ms. Bellinger’s abuse.

B

Ms. Portenier brought this suit on behalf of EP against the government — i.e., the employer of Dr. Talbot and Captain Darsow — to recover damages for the severe injuries EP sustained from Ms. Bel-linger’s abuse following his January 15 examination at IACH. In her initial complaint, Ms. Portenier alleged two claims: medical malpractice and failure to report child abuse. She subsequently abandoned her failure to report child abuse claim and went forward solely with her medical malpractice claim. This claim was predicated on the legal duty that the healthcare professionals owed to EP to properly diagnose and treat his child abuse during the January 15 examination. Ms. Portenier asserted that had the healthcare professionals complied with this duty, EP would not have sustained the injuries caused by Ms. Bellinger’s subsequent abuse.

The government moved for summary judgment on Ms. Portenier’s medical malpractice claim, and the district court granted the motion. The district court rejected Ms. Portenier’s contention that her medical malpractice claim involve only the duty to diagnose and treat EP’s injuries and in no way relied on a duty to report child abuse. Because Ms. Portenier “claim[ed] that the healthcare professionals not only had the duty to diagnose and treat [EP’s] immediate medical condition but also had a duty to diagnose the nonmedical cause of the injuries and report the injuries so that further abuse by Ms. Bellinger could be prevented,” the district court concluded that “whether Dr. Talbot and Captain Dar-sow had a duty to report child abuse [was] necessarily at issue in this case.” Aplt. App., Vol. I, at 131 (Dist. Ct. Mem. & Order, filed Dec. 7, 2011).

In the end, the district court concluded that Kansas law does not impose on *710healthcare professionals a duty to report child abuse as part of their duty to diagnose and treat their patients. The district court noted that, although healthcare professionals have a statutory duty to report child abuse, the Kansas Supreme Court in Kansas State Bank & Trust Co. v. Specialized Transportation Services, Inc., 249 Kan. 348, 819 P.2d 587, 604 (1991), held that the child abuse reporting statute does not create individual liability for noncompliance.

Moreover, the district court concluded that Kansas has not recognized a duty to report child abuse at common law and reasoned that it would not likely do so for three reasons: first, several other jurisdictions have found that healthcare professionals do not have a common law duty to report child abuse; second, Kansas common law does not impose a duty to prevent a third party from injuring another unless there exists a special relationship between the actor and the third party or injured person, which the district court concluded was not present here; and third, the court in Kansas State Bank & Trust, while not directly reaching the issue, intimated that there is no common law duty to report child abuse.

Because Ms. Portenier’s medical malpractice claim necessarily relied on a duty to report child abuse, and Kansas law does not recognize such a duty, the district court concluded that her claim failed as a matter of law. Summary judgment was entered for the government, and this appeal followed.

II

We must decide whether the district court properly granted summary judgment to the government on Ms. Portenier’s medical malpractice claim. To do so, we review the district court’s grant of summary judgment de novo, applying the same standards as the district court. See e.g., Kan. Penn Gaming, LLC v. HV Props. of Kan., LLC, 662 F.3d 1275, 1284 (10th Cir.2011). Additionally, “[w]e review the district court’s determinations of state law de novo.” Ayala v. United States, 49 F.3d 607, 611 (10th Cir.1995).

Ultimately, we conclude that the district court correctly ruled that Ms. Portenier’s claim necessarily relies on the existence of a duty for healthcare professionals to report child abuse or to take measures to prevent future episodes of abuse caused by third parties. Because we find that no such duty exists under Kansas law, Ms. Portenier’s FTCA claim must fail. Accordingly, we affirm the district court’s grant of summary judgment to the government.

A

We begin with a brief overview of the FTCA. Generally, “[t]he United States can be sued only to the extent that it has waived its immunity [from suit].” Harvey v. United States, 685 F.3d 939, 946 (10th Cir.2012) (quoting United States v. Orleans, 425 U.S. 807, 814, 96 S.Ct. 1971, 48 L.Ed.2d 390 (1976)) (internal quotation marks omitted). “The FTCA ... was designed primarily to remove the sovereign immunity of the United States from suits in tort.” Levin v. United States, 568 U.S. -, 133 S.Ct. 1224, 1228, 185 L.Ed.2d 343 (2013) (quoting Richards v. United States, 369 U.S. 1, 6, 82 S.Ct. 585, 7 L.Ed.2d 492 (1962)) (internal quotation marks omitted). “[It] gives federal district courts exclusive jurisdiction over claims against the United States for ‘injury or loss of property, or personal injury or death caused by the negligent or wrongful act or omission’ of federal employees acting within the scope *711of their employment.”2 Id. (quoting 28 U.S.C. § 1346(b)(1)).

“[T]he FTCA makes the United States liable ‘to the same extent as a private individual under like circumstances.’” Id. (quoting 28 U.S.C. § 2674); see Hill v. SmithKline Beecham Corp., 393 F.3d 1111, 1117 (10th Cir.2004) (“The FTCA provides that the United States shall be liable under state tort law only in the same manner and to the same extent as a private individual under like circumstances.” (quoting Nationwide Mut. Ins. Co. v. United States, 3 F.3d 1392, 1396 (10th Cir.1993)) (internal quotation marks omitted)). “State substantive law applies to suits brought against the United States under the FTCA.” Hill, 393 F.3d at 1117. The governing state law is “the law of the place where the act or omission occurred.” Es-posito v. United States, 368 F.3d 1271, 1274 (10th Cir.2004) (quoting 28 U.S.C. § 1346(b)(1)) (internal quotation marks omitted); see Levin, 133 S.Ct. at 1228. “Even if specific behavior is statutorily required of a federal employee, the government is not liable under the FTCA unless state law recognizes a comparable liability for private persons.” Ayala, 49 F.3d at 610; see Klepper v. City of Milford, 825 F.2d 1440, 1448 (10th Cir.1987) (“It is well established that where a negligence claim is based on a violation of a federal statute or regulation, no claim will lie under the FTCA in the absence of some other duty under the applicable state law.”).

Here, the acts at issue all occurred in Kansas; consequently, Kansas supplies the controlling law for Ms. Portenier’s medical malpractice claim. Under Kansas law, “[mjedical malpractice is negligence of a healthcare professional in the diagnosis, care, and treatment of a patient.” Munoz v. Clark, 41 Kan.App.2d 56, 199 P.3d 1283, 1288 (2009) (quoting Perkins v. Susan B. Allen Mem’l Hosp., 36 Kan.App.2d 885, 146 P.3d 1102, 1105 (2006)) (internal quotation marks omitted). A medical malpractice claim requires proof of the following:

(1) the health care provider owed the patient a duty of care, which required that the provider meet or exceed a certain standard of care to protect the patient from injury; (2) the provider breached that duty or deviated from the standard of care; (3) the patient was injured; and (4) the injury proximately resulted from the health care provider’s breach of the standard of care.

Foster ex rel. Foster v. Klaumann, 296 Kan. 295, 294 P.3d 223, 229 (2013); accord Puckett v. Mt. Carmel Reg’l Med. Ctr., 290 Kan. 406, 228 P.3d 1048, 1060 (2010) (setting forth the same four elements); see also Hale v. Brown, 287 Kan. 320, 197 P.3d 438, 440 (2008) (“In order to establish a negligence claim, the plaintiff must establish the existence of a duty, a breach of that duty, an injury, and proximate cause.... ”).

“Whether a physician owes a legal duty to a patient under a particular circumstance is a question of law.” Irvin v. Smith, 272 Kan. 112, 31 P.3d 934, 942 (2001); see Woodruff v. City of Ottawa, 263 Kan. 557, 951 P.2d 953, 956 (1997) (“Whether a duty ... exists is a question of law.”); Calwell v. Hassan, 260 Kan. 769, 925 P.2d 422, 428 (1996) (“Whether a duty exists is a question of law.”). “[T]he fact that a plaintiff produces an expert witness who will testify that a particular act or omission constitutes ‘a departure from the standard of care’ [does not] establish that *712a duty exists as a matter of law.” Irvin, 31 P.3d at 942.

Kansas law imposes a statutory duty on healthcare professionals who have reason to suspect that a child has been abused to report the suspected abuse to the State. See Kan. Stat. Ann. § 38-2223 (2012). However, as noted by the district court, the Supreme Court of Kansas held that this statute does not create a private right of action against those who fail to comply.3 See Kan. State Bank & Trust, 819 P.2d at 604 (“There is no express indication of legislative intent to impose any liability for failure to report.”); see also Adams v. Bd. of Sedgwick Cnty. Comm’rs, 289 Kan. 577, 214 P.3d 1173, 1188 (2009) (“[In Kansas State Bank & Trust,'] this court rejected the argument that the child abuse reporting statute created a duty owed to a subsequently abused child.”). Notably, Ms. Portenier recognizes that Kansas law is postured in this manner and that the district court was correct in finding that healthcare professionals do not have a statutory duty to report child abuse that is actionable under Kansas tort law.

Further, under Kansas common law, the “prevailing rule ... is that in the absence of a ‘special relationship,’ there is no duty of an actor ... to control the conduct of a third person ... to prevent harm to another.” D.W. v. Bliss, 279 Kan. 726, 112 P.3d 232, 239 (2005); see Calwell, 925 P.2d at 428-29. “A special relationship may exist between parent and child, master and servant, the possessor of land and licensees, persons in charge of one with dangerous propensities, and persons with custody of another.” Calwell, 925 P.2d at 428-29 (quoting C.J.W. v. State, 253 Kan. 1, 853 P.2d 4, 9 (1993)) (internal quotation marks omitted); see Bliss, 112 P.3d at 239 (listing the same types of special relationships). Once again, Ms. Portenier recognizes that this is the law in Kansas and does not contend that a special relationship exists in this case.

B

We begin our analysis by reiterating for clarity what is not disputed by the parties. Next, we set forth the contours of Ms. Portenier’s argument, concluding that her claim necessarily relies on healthcare professionals having a duty to report child abuse or take measures to prevent their patients from being harmed by third parties as part of their duty to treat their patients. Finally, we conclude that because Kansas law has not recognized such a duty, nor would it, Ms. Portenier’s claim must fail.

Beginning with what the parties do not dispute, the district court held that Kansas common law “does not recognize a cause of action for medical negligence based on failure to report child abuse.” Aplt.App., Vol. I, at 134. On appeal, Ms. Portenier made clear that she “does not dispute that the District Court was correct in that statement of law.” Aplt. Opening Br. at 31. Similarly, Ms. Portenier does not contest that the healthcare professionals here cannot face liability in a private action under Kansas’s child abuse reporting statute for failing to report abuse. The district court also held that, under Kansas law, “an actor has no duty to control the conduct of a third party to prevent that person from causing harm to others unless there is a special relationship between the actor and the third party or the actor and the injured party.” ApltApp., Vol.- I, at 134 (quoting Bliss, 112 P.3d at 238) (internal *713quotation marks omitted). This too is undisputed by Ms. Portenier.

Ms. Portenier’s position, however, is that these legal determinations are irrelevant because her claim is not that healthcare professionals have a duty to report child abuse or a duty to protect their patients from harm caused by third parties. Instead, says Ms. Portenier, her claim is one of medical malpractice, and if EP’s healthcare professionals had properly diagnosed and treated his condition — traumatic child abuse4 — he would not have sustained the injuries subsequently caused by Ms. Bel-linger. According to Ms. Portenier, she can prove her medical malpractice claim by showing that the healthcare professionals misdiagnosed EP’s child abuse as a blood condition. Had they not done so, Ms. Portenier continues, the standard of care for the treatment of child abuse — as testified to by her experts and established in the Department of Army’s Protocol for Child Abuse and Neglect (“PCAN”)— would have required the healthcare professionals to report the child abuse or take preventative measures to ensure that no further abuse occurred.

Despite her protestations to the contrary, however, Ms. Portenier’s claim rests on more than an alleged misdiagnosis of EP’s injuries during the January 15 examination; it rests on the additional premise that had the alleged misdiagnosis not occurred, the healthcare professionals would have had a duty to report the child abuse or take measures to prevent further abuse from occurring as part of their duty to treat the abuse. The language of Ms. Portenier’s own arguments demonstrate that this is true. For example, she argues:

[A] diagnosis [of child abuse] triggers two protocols. The first is the duty to complete a thorough evaluation of the baby’s condition to determine not only the injuries but also their cause. The second is a duty to alert authorities, but this follows only after the healthcare evaluation is completed. If the medical evaluation required by the infant’s condition is not made, injuries are not treated and the protective protocols cannot he implemented. The purpose of the duty — of the standard of care — is to prevent future injury to the baby.

Aplt. Opening Br. at BO (emphases added); see id. at 34 (“[Ms. Portenier’s] complaint alleges negligence in the failure to make an accurate and timely diagnosis and institute treatment, which would have included hospitalization and removal from the abusive custodian.” (emphases added)).5 Put differently, Ms. Portenier argues that the duty to diagnose and treat “include[s]” removing the patient “from the abusive custodian,” id., and that the “purpose of the duty” is to prevent further abuse by the *714third-party abuser,6 id. at 30. These arguments make it clear that Ms. Portenier’s claim necessarily relies on the existence of a duty of healthcare professionals to report child abuse or take steps to prevent a third party from subsequently abusing their patient as part of their duty to treat child abuse.7

Ms. Portenier seeks to avoid this conclusion at least in part through an argument that misguidedly conflates the distinct— but related — concepts of duty and standard of care. See, e.g., Aplt. Opening Br. at 30 (“The purpose of the duty — of the standard of care — is to prevent future injury to the baby.”). Having already pur*715portedly established the existence of the requisite legal duty for purposes of prosecuting her claim — viz., the overarching duty to diagnose and treat traumatic child abuse — Ms. Portenier reasons that she may direct the analysis to the question of whether the healthcare professionals violated the standard of care, which includes reporting child abuse or otherwise taking steps to protect child patients from further abuse of third parties. See, e.g., id. (noting that part of the “standard of care” “triggers two protocols,” one of which is “a duty to alert authorities” to the suspected child abuse).

However, the standard of care establishes “[w]hat the defendant must do, or must not do ... to satisfy the duty” — it is not conceptually conterminous with the duty itself. Dan B. Dobbs, Robert E. Keeton & David G. Owen, Prosser and Keeton on Torts § 58, at 356 (5th ed.1984) [hereinafter Prosser]; see Ingram v. Howard-Needles-Tammen & Bergendoff, 234 Kan. 289, 672 P.2d 1083, 1088 (1983) (having concluded that the defendant had a legal duty “to the traveling public to exercise reasonable care in making annual bridge inspections,” next asking “[w]hat was the standard of care required of [defendant] in order to fulfill its duty”).

Whether the law imposes a given duty is a purely legal determination. See, e.g., Irvin, 31 P.3d at 942; Woodruff, 951 P.2d at 956; Nero v. Kan. State Univ., 253 Kan. 567, 861 P.2d 768, 772 (1993); see also Black’s Law Dictionary 580 (9th ed.2009) (specifying that a “duty” is “[a] legal obligation that is owed or due to another and that needs to be satisfied”). This proposition naturally follows from the well-established premise that a duty is “an expression of the sum total of those considerations of policy which lead the law to say that the particular plaintiff is entitled to protection.” Wicina v. Strecker, 242 Kan. 278, 747 P.2d 167, 173 (1987) (quoting Prosser, Law of Torts § 53, at 325-26 (4th ed.1971)) (internal quotation marks omitted).

Consistent with this Kansas law, distinguished commentators have discussed the conceptual distinction that exists between duty and the set of actions constituting the standard of care: “It is better to reserve ‘duty for the problem of the relation between individuals which imposes upon one a legal obligation for the benefit of the other, and to deal with particular conduct in terms of a legal standard of what is required to meet the obligation.” Prosser, supra, § 53 at 356; see, e.g., Black’s Law Dictionary 1535 (defining “standard of care” as “[i]n the law of negligence, the degree of care that a reasonable person should exercise”).

The upshot is that a defendant may engage in careless or negligent conduct without subjecting himself to tort liability; such conduct only gives rise to tort liability when the defendant owes a legal duty to the plaintiff to refrain from acting carelessly. See Prosser, supra, at 356-57 (noting that “[i]n the early English law” “[t]he defendant’s obligation to behave properly apparently was owed to all the world ... [b]ut when negligence began to take form as a separate basis of tort liability, the courts developed the idea of duty, as a matter of some specific relation between the plaintiff and the defendant, without which there could be no liability”); see also Bryan A. Garner, A Dictionary of Modem Legal Usage 301 (2d ed.1995) (noting “writers use duty [in tort law] only to mean that there could be liability”). Kansas law reflects these fundamental principles. See Irvin, 31 P.3d at 942 (“Without a legal duty, there can be no compensable negligence.” (emphasis added)); id. (“Actionable negligence must be based upon breach of duty.” (emphasis added)); Wici*716na, 747 P.2d at 174 (“It is fundamental that before there can be any recovery in tort there must be a violation of a duty owed by one party to the person seeking recovery.”).

Consequently, notwithstanding Ms. Por-tenier’s efforts to couch them as part and parcel of a standard of care, in order for the healthcare professionals in the instant case to be found liable for a failure to report child abuse or otherwise take steps to protect child patients from further abuse of third parties, they must have had a legal duty to do so. Thus, Ms. Portenier’s argument premised on a standard of care is misguided.

Similarly, Ms. Portenier’s reliance on evidence — notably, expert testimony and the PCAN — to demonstrate that the standard of care requires the reporting of traumatic child abuse or the implementation of other measures to protect against further child abuse from third parties misses the mark. As noted, the standard of care relates to the requisite conduct to satisfy a legal duty; it is not conterminous with the duty itself. In order to impose tort liability upon them, the healthcare professionals at issue must have had a legal duty to report child abuse or to take steps to protect the child patient from further abuse by third parties. And Ms. Portenier’s marshalling of evidence cannot create such a legal duty. This is because, as noted above, whether the law imposes a given duty is a purely legal determination.8 See Irvin, 31 P.3d at 942 (“[T]he fact that a plaintiff produces an expert witness who will testify that a particular act or omission constitutes ‘a departure from the standard of care’ [does not] establish that a duty exists as a matter of law.”); cf. Nold ex rel. Nold v. Binyon, 272 Kan. 87, 31 P.3d 274, 281-84 (2001) (holding that the trial court erred in excluding proffered testimony of plaintiffs expert medical witness on the breach of the standard of care of defendant hospital’s nurses). Thus, Ms. Portenier’s evidence-based arguments are unavailing.

Although there is no dispute that Kansas law does not hold healthcare professionals liable for failing to report child abuse or preventing third parties from injuring their patients, our final task is to predict whether the Supreme Court of Kansas would recognize such a duty as part of the overall duty to diagnose and treat traumatic child abuse. We conclude that it would not.

The two most relevant indications of whether the Supreme Court of Kansas would recognize such a duty persuasively demonstrate that it would not. First, the Supreme Court of Kansas recognized in Kansas State Bank & Trust that the child abuse reporting statute does not create a private right of action against individuals who fail to comply with the reporting requirements.9 See 819 P.2d at 604. Second, *717Kansas tort principles belie the notion that such a duty would be found to exist. As recognized by both parties and the district court, absent a “special relationship,” which Ms. Portenier does not contend existed between EP and the healthcare professionals, there was no duty of the actors (the healthcare professionals) to control the conduct of a third person (Ms. Belling-er) to prevent harm to another (EP). See Bliss, 112 P.3d at 239; see Colwell, 925 P.2d at 428-29. And the harm for which Ms. Portenier seeks recompense derives entirely from injuries inflicted on EP after the January 15 examination by Ms. Bel-linger. Notably, Ms. Portenier offers no justifications — and we could not identify any persuasive ones — for why Kansas would recognize such a duty. The only Kansas authorities relied on by Ms. Por-tenier do not involve, let alone discuss, the duty to diagnose and treat in such broad terms. See, e.g., Puckett, 228 P.3d at 1054-57 (involving allegations that the failure to properly diagnose and treat a patient’s urinary tract infection led to sepsis and contributed to the patient’s death); Lashure v. Felts, 40 Kan.App.2d 1001, 197 P.3d 885, 887-88 (2008) (involving allegations that the failure to properly diagnose osteomyelitis caused unnecessary pain, suffering, and healthcare bills); George v. Pauly, 30 Kan.App.2d 444, 45 P.3d 1, 2-3 (2001) (alleging that the failure to properly diagnose Hirschsprung’s Disease led to the patient’s death).

In sum, we hold that Ms. Portenier’s claim relies on a duty that Kansas law does not (and would not) recognize — viz., a duty for healthcare professionals to report child abuse or take measures to prevent one of their patients from being subject to future episodes of child abuse at the hands of a third party, as part of their duty to diagnose and treat their patients for traumatic child abuse. “In the absence of a duty, there can be no breach of a duty and no basis for a negligence cause of action.” See Bliss, 112 P.3d at 243. And if the government cannot be held liable under Kansas law, it cannot be liable under the FTCA. See Hill, 393 F.3d at 1117.

Ill

For the foregoing reasons, we AFFIRM the district court’s grant of summary judgment to the government on Ms. Portenier’s FTCA claim.

Portenier ex rel. E.P. v. United States
520 F. App'x 707

Case Details

Name
Portenier ex rel. E.P. v. United States
Decision Date
Apr 3, 2013
Citations

520 F. App'x 707

Jurisdiction
United States

References

Referencing

Nothing yet... Still searching!

Referenced By

Nothing yet... Still searching!