131 A.3d 467

COMMONWEALTH of Pennsylvania, Appellee v. Wayne A. SMITH, Appellant.

Supreme Court of Pennsylvania.

Argued Nov. 18, 2014.

Decided Dec. 21, 2015.

*469William Patrick Wismer, Esq., for Wayne A. Smith.

William R. Toal III, Esq., John Joseph Whelan, Esq., Delaware County District Attorney’s Office, Amy Zapp, Esq., PA Office of Attorney General,, for. Commonwealth of Pennsylvania.

CASTILLE, C.J., SAYLOR, EAKIN, BAER, TODD, STEVENS, JJ.

OPINION

Justice EAKIN.

Appellant appeals from the judgment of sentence of death imposed by a jury following the grant of a new penalty-phase hearing. Fór the reasons set forth below, we affirm!

On November 18, 1994, Eileen Jones and appellant went to appellant’s nephew to borrow a car; the nephew gave him the keys, and appellant and Jones left together in the car. Appellant returned the car later that evening.

The next afternoon, appellant told his brother he murdered Jones in a nearby park by choking her with his hands and belt.' Jones’s body was discovered November 22, 1994; the county medical examiner concluded the death was homicide by strangulation. After a search of appellant’s home, police officers recovered several newspapers from which articles regarding the recovery of Jones’s body had been removed.

*470Appellant was given Miranda 1 warnings and: waived his rights. He stated he borrowed his nephew’s car to purchase drugs, and Jones agreed to have sex with him in exchange for the drugs. Appellant and Jones went to a park, and appellant attempted to have sex with her. Appellant stated he choked Jones to death because he was concerned she would accuse him of rape. He disposed of her body in a nearby creek.

A jury 'found appellant guilty of first-degree murder and sentenced him to death. Appellant appealed, and this Court affirmed the conviction and the sentence. Commonwealth v. Smith, 548 Pa. 65, 694 A.2d 1086, 1096 (1997). Appellant then filed a pro se petition under the Post-Conviction Relief Act (PCRA), 42 Pa.C.S. § 9541 et seq., and counsel was appointed. Following a hearing, the PCRA court denied the petition. We affirmed the denial of guilt-phase relief, but vacated the death sentence and remanded for a new1 penalty-phase hearing on the grounds that counsel provided ineffective-assistance. Commonwealth v. Smith, 606 Pa.127, 995 A.2d 1143, 1173 (2010). At that 2012 penalty-phase hearing, a jury sentenced appellant to death after finding the aggravating circumstance of a prior voluntary-manslaughter conviction,2 42 PaiC.S. § 9711(d)(12), outweighed the mitigating circumstances of appellant’s emotional distress,- id., § 9711(e)(2), and abusive childhood, id., § 9711(e)(8). Appellant timely appealed to this Court, raising the following claims of error:

I.Whether' the trial court erred in denying [appellant’s motion to bar the death penalty, after a delay of some 17 years, brought on ineffective assistance of counsel, during which valuable information - was lost and defense witnesses died[J . .
II. Whether the trial court erred in allowing evidence of [appellant’s prior homicide conviction[.]
III. Whether the trial court erred in admitting testimony that [appellant l’ead. books on murder and how to commit the perfect crime[.]
IV. Whether the trial court erred in denying [appellant . a mistrial where the Commonwealth expert witness told the jury that [appellant had been found guilty and place[d] on death row[.]
V. Whether the trial court erred in ordering the jury to resume deliberations after the .jury stated it was. unable to reach a unanimous .verdict[.]
.VI. Whether the trial court erred in not-allowing [appellant to ask prospective jurors whether they could consider life imprisonment knowing [appellant had been convicted of a prior homicide[.]

Appellant’s Brief, at 4.

1, Motion to Bar the Death Penalty

Appellant contends the trial court committed legal error and abused its discretion by denying his pre-trial motion to bar the death penalty. He notes 17 years have passed from his May 1995 conviction to final sentencing in June of 2012, which, he argues, violated his rights to due process and a speedy trial. Further, he argues this delay amounts to cruel and unusual punishment in violation of the Eighth Amendment to the United States Constitution and Article I, § 13 df the Pennsylva*471nia Constitution. Appellant states several of his potential witnesses died between the. 2002 PCRA proceedings and the 2012 new penalty-phase hearing. Moreover, appellant asserts Detective- Lawrence Crews, who .investigated the victim’s death in appellant’s 1980 voluntary-manslaughter case, could not recall certain facts regarding that conviction, • depriving him of details which would have been helpful to the defense.

The trial court found appellant’s argument was a matter of first impression and looked to other1 jurisdictions for guidance. Specifically, the trial court looked to State v. Azania, 865 N.E.2d 994 (Ind.2007), where the Supreme Court of Indiana applied, the balancing test used by the United States Supreme Court in Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972), to determine whether the defendant’s rights to a speedy trial and due process were violated. In Azania, the defendant was convicted of murder and sentenced to death, but the case was remanded for a new penalty-phase hearing. Azania, at 997. At the new. penalty-phase hearing, 13 years after conviction, the jury returned a death sentence, which was affirmed. Id,. The death sentence was again vacated, and,- at the new penalty-phase hearing, the trial court granted the defendant’s motion to bar the death penalty. Id. The state appealed. Id. ,

The Supreme Court of Indiana, applying the Barker 3 test, held the 13-year delay did not prejudice the defendant or violate his due process rights. See Azania, at 1005,1010. The court noted any prejudice suffered by the defendant due to the passage of time did not rise to the level of violating due process. Id., at 1010. The defendant had the opportunity to present evidence, and the jury could consider any impact the passage of time had- on a witness’s ability to testify.

Here, the trial court likewise applied Barker, and found the delay did not prejudice appellant or violate his due process rights. Trial Court Opinion, 7/29/13, at 6-12. The court focused much of its analysis on the fourth factor, prejudice to the defendant.

Addressing appellant’s claim that he was prejudiced by the delay because multiple witnesses died through the passage of time, the- court found he did “not specify which [potential witnesses] would have testified ... on his behalf.” . Id., at 8. Further, appellant did not describe any additional testimony they would have provided to assist him. Id. The court noted the testimony of these individuals was preserved by transcripts, which were read to the jury: Id. “[WJithout more specific allegations as to what testimony was eliminated by the passage of time, the mere general allegation that the read transcripts from prior testimony was not as powerful as live testimony is insufficient to establish sufficient prejudice to [appellant].” Id., at 8-9.

The trial court also addressed appellant’s claim that witnesses could not recall helpful details regarding his 1980 voluntary manslaughter conviction. See N.T. Sentencing, 6/18/12, at 80-82. Specifically, *472Detective Crews could not recall specific actions he took during that investigation. See id., at 87-88. The court concluded appellant again did not offer any specific mitigating information that was not provided by Detective Crews’s testimony. Trial Court Opinion, 7/29/13, at 10. Appellant merely claims the detective’s loss of memory prejudiced him, without discussing how any unstated information would have bene-fitted the defense.

The trial court made the same conclusion regarding the testimony of Sonya Rollins, the sister of the victim in the 1980 homicide. In particular, Rollins could not recall specifics surrounding her brother’s death. See N.T. Sentencing, 6/18/12, 46-47, 50, 58-59. The court held a more “vivid recollection of the more horrific aspects of the underlying crime” would not have “assisted [appellant] in any manner.” Trial Court Opinion, 7/29/13, at 10. Appellant made no specific arguments regarding any mitigating evidence that was lost, and the court found no prejudice.

The trial court also found appellant’s complaint that his Eighth Amendment rights were violated was without merit, holding “the Eight[h] Amendment does not protect against delaying a sentence of death because those delays are designed to afford a defendant his constitutional right to appeal and cannot become grounds for an additional appealable issue.” Id., at 10-11 (citing People v. Simms, 192 Ill.2d 348, 249 Ill.Dec. 654, 736 N.E.2d 1092, 1141 (2000)). The court noted appellant invoked his right to appeal and continued those appeals on multiple occasions. Id., at 12. “Therefore, [appellant’s complaint that the delay in his sentencing violates his due process rights, as well as his rights under the Fifth, Sixth, Eighth, and Fourteenth Amendments is unsubstantiated.” Id.

After careful review, we affirm the trial court’s decision regarding this issue. Prior testimony was preserved, absences and lapses in memory have not been shown to involve identifiable exculpatory, mitigating, or even helpful information, and in the end, appellant has not demonstrated legal prejudice. A question regarding whether a due process violation occurred is a question of law for which the standard of review is de novo and the scope of review is plenary. Commonwealth v. Brown, 617 Pa. 107, 52 A.3d 1139, 1162 (2012) (citations omitted). Upon such review, we affirm the determinations and ruling of the trial court.

Additionally, appellant asserts he was prejudiced by the length of time he has spent on death row. Appellant has been on death row for over 18 years, and he argues his time spent there waiting to be executed constitutes a “wanton infliction of harm in violation of the Eight[h] Amendment of the United States Constitution and Article 1, Section 13 of the Pennsylvania Constitution.” Appellant's Brief, at 18.

Appellant relies only on a dissenting statement by Justice Breyer in Foster v. Florida, 537 U.S. 990, 991-93, 123 S.Ct. 470, 154 L.Ed.2d 359 (U.S.2002) (Breyer, J., dissenting). There, the Court denied certiorari when a death-row inmate claimed the 27 years he served in prison awaiting his execution amounted to cruel and unusual punishment. Id., at 990, 991— 92,123 S.Ct. 470. Justice Breyer, dissenting from the Court’s denial of certiorari, noted if the inmate was executed, he would have been “punished both by death and also by more than a generation spent in death row’s twilight.” Id., at 993, 123 S.Ct. 470.

This Court has rejected the notion that excessive delays in carrying out a death sentence constitute cruel and unusual pun*473ishment, opining an “appellant must show that the delay was a deliberate tactical move in bad faith by the Commonwealth and that he was prejudiced by it in order to establish a denial of due process.” Commonwealth v. Clayton, 516 Pa. 263, 532 A.2d 385, 388 n. 2 (1987). Appellant has filed numerous appeals and has failed to produce any evidence that the challenged delay was a tactical move the Commonwealth made in bad faith. Therefore, the trial court appropriately denied appellant’s motion to bar the death penalty.

II. Evidence of Appellant’s Prior Voluntary-Manslaughter Conviction

In 1980, Rollins witnessed appellant fatally stab her brother, George Sutton. Appellant pled guilty to voluntary manslaughter. Appellant asserts the trial court erred in admitting evidence of that case, arguing he was prejudiced by the presentation of facts and circumstances behind that conviction. Specifically, he claims “the Commonwealth agreed at the time of conviction, presumably after thoroughly investigating the matter, that Voluntary [mjanslaughter was appropriate. To present evidence now that demonstrated a brutal, unprovoked -and malicious killing, a crime much worse than that agreed to by the Commonwealth, is simply not fair.” Appellant’s Brief, at 20.

In a capital case, the trial court is required to instruct the jury regarding the aggravating circumstances specified in 42 Pa.C.S. § 9711(d), for which there is some evidence, id., § 9711(c)(l)(i). One of the aggravating circumstances included in subsection (d) is whether “[t]he defendant has been convicted of voluntary manslaughter ... committed either before or at the time of the offense at issue.” Id., § 9711(d)(12), Appellant does not contend the trial court should have kept the voluntary-manslaughter conviction from the jury. Rather, he argues the underlying facts of his voluntary-manslaughter conviction should have been withheld from the jury.

This Court, in Commonwealth v. Beasley, 505 Pa. 279, 479 A.2d 460 (1984), stated:

Consideration of prior “convictions” was not intended to be a meaningless and abstract ritual, but rather a process through which a jury would gain considerable insight into a defendant’s character. The nature of an offense, as ascertained through examination of the circumstances concomitant to its commission, has much bearing upon the character of a defendant, and, indeed, without reference to those facts and circumstances, consideration of “convictions” would be a hollow process, yielding far less information about a defen- dant’s character than is relevant.
Convictions are defined by the essential and necessary facts upon which they are based, and judgments of sentence flow naturally from, and form an integral part of those convictions. Thus, reason impels that the construction of the term “convictions” ... permit[s] consideration of the essential and necessary facts pertaining to the convictions, including the circumstances of the crimes and the sentences imposed.

Id., at 465.

Further, “the jury not only should, but indeed must know-more than the mere fact of conviction if it is to carry out its sentencing role properly.” Commonwealth v. Flor, 606 Pa. 384, 998 A.2d 606, 623 (2010) (citations omitted); see also Commonwealth v. Rios, 591 Pa. 583, 920 A.2d 790, 814 (2007) (quoting Commonwealth v. Marshall, 537 Pa. 336, 643 A.2d 1070, 1074 (1994)); Commonwealth v. Young, 536 Pa. 57, 637 A.2d 1313, 1320 (1993).

*474The' admissibility of evidence is “within the sound discretion of the trial court.... [and we] will not reverse a trial court’s decision concerning admissibility of evidence absent an abuse of the trial court’s discretion.” Flor, at 623 (citations omitted).

The voluntary-manslaughter conviction was the basis for an aggravating circumstance being pursued by the Commonwealth under 42 Pa.C.S. § 9711(d)(12). As there are countless scenarios that could comprise this crime, the jury should know the facts behind the conviction to appropriately balance the . (d)(12) aggravator against any ; mitigating circumstances; without the basic facts, the jury is shortchanged. We find the trial court did. not abuse its discretion by admitting this evidence.

III. Testimony About Appellant Reading Homicide Books

Appellant contends “the trial court erred in allowing evidence that around the time of the 1980 homicide of George Sutton, [a]ppellant read certain books” about homicide and how to commit the perfect crime. Appellant’s Brief, at 21. Specifically, appellant asserts the evidence had no probative value and was “extremely prejudicial.” Id., at 24. Appellant, however, did not raise his objections at trial.

“Issues not raised in the lower court are waived and cannot be raised for the -first time on appeal.” Pa.R.A;P: 302(a). The record reveals appellant did not object when the trial court- announced its ruling on’ the Commonwealth’s motions in limine regarding this evidence.' See N.T. Sentencing, 6/18/12, at 4-14. Further, no objections were made during the penalty-phase hearing when the Commonwealth introduced the evidence.- See id., at 38-46. Accordingly, this issue is waived.

IV. Motion for Mistrial

Appellant contends the'trial court erred in denying his motion for a mistrial after Dr. John O’Brien, a Commonwealth witness, testified at the penalty-phase hearing that appellant had been previously convicted and sentenced to death. Appellant asserts he was prejudiced by this testimony because it signaled to the jury that he was already convicted and sentenced to death by an earlier jury. Further, he asserts Dr. O’Brien intentionally made the statement about being on death row to prejudice him.

Dr. O’Brien was asked questions regarding appellant’s prior diagnoses for depression and anxiety. Ñ.T; Sentencing, 6/21/12, at 258-69. The prosecutor ásked Dr. O’Brien, “[Y]ou have heard that [appellant] has been diagnosed with both depression arid anxiety in the past, correct?” Id., at 259. Dr. O’Brien responded,-“[T]he only diagnosis of that that I have seen has been in the correctional ’ records subsequent to his having been found guilty and put on death row.” Id. Appellant’s counsel immediately objected and moved for a mistrial, which was denied. Id., at 259-60. The trial court had a brief discussion with the prosecutor and appellant’s counsel on how to phrase a curative instruction for the jury regarding Dr. O’Brien’s statement. Id., at 260-65. The court then instructed the jury:

There was a reference through the witness about death row. Following a conviction of [f]irst[-d]egree [m]urder you are placed on death row. That’s what happens. You are not to draw any kind of inferences adverse to [appellant] or his. guilt. That’s just something that happens. I just wanted to explain that to you.

Id., at 266-67.

We review the denial of a motion for mistrial under the abuse of discre*475tion standard. Commonwealth v. Travaglia, 611 Pa. 481, 28 A.3d 868, 879 (2011) (citation omitted). “A mistrial is an extreme remedy that is required only where the challenged event deprived the accused of a fair and impartial trial.” Id,- (citation omitted). In the instant case, the prosecutor asked Dr. O’Brien a question that was not such as would be expected to elicit a response about death row. The trial- court provided a curative instruction to the jury after consulting with both parties, the gist of which is that appellant was on death row because of his arrest on this case, not some time prior. As such, the instruction dispelled the potential prejudice from a potential inference of prior criminality that formed the basis of the objection.

The law presumes juries follow a court’s instructions. Commonwealth v. Baker, 531 Pa. 541, 614 A.2d 663, 672 (1992) (citing Commonwealth v. Stoltzfus, 462 Pa. 43, 337 A.2d 873, 879 (1975)). The trial, court did not abuse its discretion by denying appellant’s motion for a mistrial because it provided an immediate curative instruction. We agree that “[i]n light of the ... curative instruction and the unintentional elicitation from the Commonwealth, ... any prejudice the ‘death row’ reference may have caused was insufficient to require a mistrial.” Trial Court Opinion, 7/29/13, at 17. Moreover, there.was no other reference to appellant’s status on death row for the remainder of the penalty-phase hearing. Therefore, we conclude the court did not abuse its discretion when it denied appellant’s motion for a mistrial.

Y. Jury Instruction for Continued Deliberation

Appellant argues the trial court erred when it ordered the jury to continue deliberating after the jury informed the court that it was unable-to reach a unanimous - verdict. He asserts the court abused, its discretion because the jury should have been discharged pursuant to 42 Pa.C.S. § -9711(c)(l)(v),4 and he should have been sentenced to life imprisonment.

During deliberations, the jury sent out two questions for clarification. Later that afternoon, approximately four hours after deliberations started, the jury informed the court it was “ ‘unable to- reach a unanimous sentencing verdict.’ ” N.T. Sentencing, 6/22/12, at 35. The trial court instructed the jury to continue deliberations, stating: - --

Ladies and gentlemen, this has been a four-day trial, which, as trials go, it’s not a particularly long trial. However, I think that you will probably share my conclusion that it’s been a very intense four days of testimony; a lot of expert witnesses, a lot, of testimony, a lot of very complicated testimony. At this -point in time, the [c]ourt feels obligated to request that you return to your deliberations. I want to make sure that, in point of fact, we’ve exhausted the possibilities of arriving at a unanimous verdict. So, at this point in time, I!m going to ask you to go back. I would suggest that you ... start from the beginning, if you would; go over the aggravating circumstances; get that decided; go over the mitigating circumstances, and then review that with each other and see if you can resolve any outstanding differences and we’ll see how that goes. So, at this point, I’m going to send you back and ask that you return to your deliberations.

Id., at 38-39.

“The amount of time a jury is kept together to deliberate is within the *476discretion of the trial judge, and that decision will only be reversed for an abuse of discretion.” Commonwealth v. Wharton, 542 Pa. 83, 665 A.2d 458, 461 (1995) (citation omitted). Further, this Court has previously held there is no abuse of discretion when a court instructs a jury to continue to deliberate a death sentence after a lengthy trial. See Commonwealth v. Chester, 526 Pa. 578, 587 A.2d 1367, 1381 (1991) (finding trial court did not coerce verdict of death by returning jury for deliberations after insistence that process was futile); see also Commonwealth v. Penn, 497 Pa. 232, 439 A.2d 1154, 1161 (1982) (finding no abuse of discretion after jury announced it was deadlocked after two days and returned verdict on fourth day). Here, the jury had to consider evidence regarding appellant’s prior voluntary-manslaughter conviction, emotional distress, and childhood abuse. The jury then had to weigh the evidence to determine if the aggravating circumstance of voluntary manslaughter outweighed the mitigating circumstances of emotional distress and an abusive childhood. Given the complex nature of all the evidence, the trial court did not abuse its discretion by instructing the jury to continue deliberations.

VI. Voir Dire

Appellant argues the trial court denied him due process and the right to a fair and impartial jury by refusing to permit the following voir dire question: “ “You will hear that [appellant] was convicted, by plea of guilty, to the crime of [vjoluntary [m]anslaughter in 1980. Is there any one of you who feels that[,] because of the defendant’s prior convictions, that you would not consider a sentence of life imprisonment[?]’ ” Appellant’s Proposed Voir Dire Questions, 6/11/12, No. 11. Appellant claims he should have been permitted to ask this specific question to “life-qualify” potential jurors pursuant to Morgan v. Illinois, 504 U.S. 719, 736-37, 112 S.Ct. 2222, 119 L.Ed.2d 492 (1992), as “[t]he proposed question does nothing more than identify potential jurors who cannot consider a sentence of life imprisonment for a second-time killer and asks only if the jurors can still consider life imprisonment despite the fact that [a]ppellant has previously been convicted of [vjoluntary Manslaughter.” Appellant’s Brief, at 48.

The Commonwealth contends the trial court properly precluded the question as it “sought to place before the jury information regarding a specific aggravating circumstance, appellant’s prior conviction for [vjoluntary Manslaughter, in order to learn what the prospective jurors’ likely decision would be regarding the specific facts to be established during the penal-tyHphase proceedings.” Commonwealth’s Brief, at 58. The Commonwealth relies on Commonwealth v. Mattison, 623 Pa. 174, 82 A.3d 386 (2013), which held: (1) the trial court did not abuse its discretion by precluding the defendant’s proposed voir dire questions that would have disclosed his prior murder conviction before the jury’s determination of his guilt; and (2) the defendant was not entitled to separate juries for the guilt and penalty phases of trial in order to “life-qualify” the penalty-phase jury. See Commonwealth’s Brief, at 56-57; Mattison, at 397. The Commonwealth also cites Commonwealth v. Bomar, 573 Pa. 426, 826 A.2d 831 (2003), in which we stated “[njeither counsel for the defendant nor the Commonwealth should be permitted to ask direct or hypothetical questions designed to disclose what a juror’s present impression or opinion as to what his decision will likely be under certain facts which may be developed in the trial of a case.” Id., at 849. The Commonwealth further argues preclusion of the proposed question did not limit appellant’s ability to “life-qualify” the jury be*477cause appellant’s counsel, as well as the court itself, already “life-qualified” each potential juror. Commonwealth’s Brief, at 58-56.

The trial court concluded appellant’s claim failed as a matter of law because his voluntary-manslaughter conviction was an aggravating circumstance in his present case. The court reasoned “[ujnder [§] 9711(c)(l)(iv), the verdict must be a sentence of death if the jury unanimously finds at least one aggravating circumstance[.]” Trial Court Opinion, 7/29/13, at 22. Notwithstanding this was the incorrect standard as it did not account for the two mitigating circumstances, which would be weighed against the aggravator,5 we find the trial court’s decision to preclude the proposed voir dire question was proper.

“The scope of voir dire rests in the sound discretion of the trial court, whose decision will not be reversed on appeal absent palpable error.” Commonwealth v. Karenbauer, 552 Pa. 420, 715 A.2d 1086, 1094 (1998) (citation omitted). “The purpose of voir dire is to ensure [a] ... competent, fair, impartial, and unprejudiced jury.” Id. (citations omitted).

The term “life-qualify” refers to the process to identify prospective jurors who have a fixed opinion that a sentence of death should always be imposed for a conviction of first-degree murder. Commonwealth v. Keaton, 556 Pa. 442, 729 A.2d 529, 542 n. 9 (1999). There is no constitutional requirement that each prospective juror be “life-qualified.” Id., at 543. However, if the defendant wishes to “life-qualify” any or all venirepersons, voir dire must include such an inquiry. Morgan, at 733-34, 112 S.Ct. 2222. In Morgan, the United States Supreme Court stated, “general questions of fairness and impartiality” are not sufficient to detect jurors who would automatically vote for the death penalty upon conviction, regardless of any mitigating factors. Id., at 735, 112 S.Ct. 2222. The Court noted:

[T]he belief that death should be imposed ipso facto upon conviction of a capital offense reflects directly on that individual’s inability to follow the law. Any juror who would impose death regardless of the facts and circumstances of conviction cannot follow the dictates of law. It may be that a juror could, in good conscience, swear to uphold the law and yet be unaware that maintaining such dogmatic beliefs about the death penalty would prevent him or her from doing so. A defendant on trial for his life must be permitted on voir dire to ascertain whether his prospective jurors function under such misconception.

Id., at 735-36, 112 S.Ct. 2222 (footnote and internal citations omitted).

Appellant’s proposed question is impermissible under Bomar as it is a question designed to elicit what the jurors’ reactions might be when presented with a specific aggravating circumstance. See Bomar, at 849 (“Neither counsel for the defendant nor the Commonwealth should be permitted to ask direct or hypothetical questions designed to disclose what a juror’s present impression or opinion as to what his decision will likely be under certain facts which may be developed in the trial of a case.”). Moreover, the jury is expressly permitted, under 42 Pa.C.S. *478§ 9711(d)(12), to consider appellant’s prior manslaughter conviction as an aggravating circumstance, and 42 Pa.C.S. § 9711(c)(i)(iv) sets forth precisely how the jury Should consider aggravating circumstances in its deliberations. '.Therefore, the trial court followed the precise prescribed statutory scheme by permitting the Commonwealth to present appellant’s prior conviction as an aggravating circumstance.

Further, as the Commonwealth points out, each prospective juror was already “life-qualified” on appellant’s first-degree murder conviction. See Commonwealth’s Brief, at 53-56 (citations omitted). Therefore, any juror who would impose death, regardless of the facts or circumstances surrounding the case, would have been identified and excluded.

Accordingly, the judgment of sentence is affirmed.

Former Chief Justice CASTILLE did not participate in the decision of this case.

Justices BAER and STEVENS join the opinion.

Chief Justice SAYLOR files a dissenting opinion in which Justice TODD joins.

. Chief Justice SAYLOR,

dissenting.

I respectfully dissent in this case centered upon the propriety ¡of a death-penalty verdict. Primarily, I believe that the trial court erred in permitting the Commonwealth to elaborate upon an aggravating circumstance via testimony from the sister of the victim of a previous killing and in refusing to allow material and appropriate life qualification questions during juror voir dire.

Initially, although I take no issue with the majority’s explanation that the Commonwealth is permitted to undertake some reasonable development of the facts underlying a conviction serving as an aggravating circumstance, I am not comfortable with the concept- of “short-chang[ing]” a jury. Majority Opinion, at 474. Evidentia-ry determinations- are regulated by rules and precepts designed to maintain fundamental fairness and administered through the exercise of sound discretion by the trial courts. In the application, there are many instances in which relevant information — favorable to either the Commonwealth or the defense — properly is withheld from lay jurors. As such, and since the jurors have no personal stake in the matter, respectfully,’I find the majority’s “short-changing” concept to be unsuited to the subject area.

Moreover, while developing facts pertinent to prior convictions serving as aggravating circumstances may be permissible in the abstract, doing so via contested testimony of a homicide victim’s close relative is, in my view, unduly prejudicial, -particularly in a scenario in which the underlying conviction had been secured by guilty plea. Accord Brief for Appellant at 20 (“To present evidence now that demonstrated a brutal, unprovoked and malicious killing, a crime much worse than that •agreed to by the Commonwealth, is simply not fair.”). Injection of eyewitness testimony relative to an aggravator merely centered on the fact of a conviction also fosters the potential for mini-trials concerning collateral facts. While, again, I recognize that the Commonwealth is to be afforded some latitude to present factual circumstances underlying previous convictions serving -as -aggravating circumstances, I believe that the development should be subject to judicious control by the trial courts and that the prosecution should be required to employ a less problematic methodology (such as introduction of the guilty plea colloquy).

*479Concerning the life qualificatiort issue, I note that Appellant has presented an extensive argument predicated upon the insightful opinion of a federal district court in United States v. Johnson, 366 F.Supp.2d 822 (N.D.Iowa 2005). As Appellant relates, Johnson elaborately explains the difference between: 1) ease-specific voir dire questions designed to determine whether jurors harbor some bias relative to critical facts to be demonstrated by trial evidence, and 2) interrogatories seeking to pre-commit jurors to a particular verdict. See id., at '845-49. Johnson concludes, appropriately in my view, that the former line of casé-specifíe questions may, in fact, be constitutionally required to empanel a fair and impartial jury. See id., at 848-(explaining that a prohibition on such questions “may unconstitutionally impede a party’s ‘ability-to exercise intelligently [a] challenge for cause against those biased persons on the venire who as jurors would unwaveringly impose’ either a life or death sentence after a finding of guilt.’ ” (quoting Morgan v. Illinois, 504 U.S. 719, 733, 112 S.Ct. 2222, 2232, 119 L.Ed.2d 492 (1992))).

The majority appears to implicitly reject Johnson’s approach to case-specific questions based on the commonly-accepted admonition, as articulated in Commonwealth v. Bomar, 573 Pa. 426, 826 A.2d 831 (2003), that “[njeither counsel for the defendant nor the Commonwealth should be permitted to ask direct or hypothetical questions designed to disclose what a juror’s present impressim or opinion as to what his decision will likely be under .certain facts which may be developed in the-trial of the case.” Id., at 456, 826 A.2d at 849 (emphasis added); accord Ellington v. State, 292 Ga. 109, 735 S.E.2d 736, 754 (2012) (“[Vjoir dire is not intended to pre-try the case on hypothesized facts and get jurors to commit to the outcome based on that speculative proof.”). I believe, however, that this rationale applies only to pre-commitment-type interrogatories (i.e., category “2” in the above paragraph) and not to case-specific questions appropriately framed to inquire into juror biases relative to critical facts. See Johnson, 366 F.Supp.2d at 848-50; accord United States v. Fell, 372 F.Supp.2d 766, 773 (D.Vt.2005) (“A balance must be struck between seeking to discover biased jurors who could not be impartial given particular facts and getting jurors to commit to support a particular perspective on the evidence.”).

For my part, I would follow the lead of the California Supreme Court in People v. Cash, 28 Cal.4th 703, 122 Cal.Rptr.2d 545, 50 P.3d 332 (2002), which held that, by absolutely precluding case-specific questioning pertaining to the fact of a previous homicide during life qualification, “the trial court created a risk that a juror who would automatically vote to impose the death penalty on a defendant who had previously committed murder [or manslaughter] was empaneled and acted on those views, thereby violating defendant’s due process right to an impartial jury.” Id., 122 Cal. Rptr.2d 545, 50 P.3d at 342-43. •

I recognize that the form of case-specific questions geared to assessing juror biases should be controlled by trial courts, and that Appéllant’s specific framing was not ideal, in that the interrogatory was not couched conditionally, in terms of what the trial evidence might show. See Johnson, 366 F.Supp.2d at 849 (explaining that case-specific questions “should be prefaced by ‘if the evidence shows’ or some other reminder that an ultimate determination must be based on the evidence at trial and the court’s instructions.” (emphasis in original)). Nevertheless, since the Commonwealth clearly had committed to pursuing the relevant aggravator and the Appellant’s proposed question did not require jurors to commit to a particular result, but *480rather, concerned whether they could fairly consider the evidence at large and the trial court’s instructions, I do not find this factor to be dispositive. Indeed, only a modest adjustment to the query was required to bring it into conformance with Johnson's sound guidance.

A fair trial before an impartial factfinder is a fundamental component of due process of law. See Morgan, 504 U.S. at 727, 112 S.Ct. at 2228-29. Voir dire is a primary mechanism by which the impartiality requirement is assessed and vindicated. See Rosales-Lopez v. United States, 451 U.S. 182, 188, 101 S.Ct. 1629, 1634, 68 L.Ed.2d 22 (1981) (“Without an adequate voir dire the trial judge’s responsibility to remove prospective jurors who will not be able impartially to follow the court’s instructions and evaluate the evidence cannot be fulfilled. Similarly, lack of adequate voir dire impairs the defendant’s right to exercise peremptory challenges where provided by statute or rule[.]” (citation omitted)). In my view, the majority’s wholesale rejection of Appellant’s position that reasonable, material, properly-framed case-specific voir dire should have been permitted squarely undercuts these core principles.

Justice TODD joins this dissenting opinion.

Commonwealth v. Smith
131 A.3d 467

Case Details

Name
Commonwealth v. Smith
Decision Date
Dec 21, 2015
Citations

131 A.3d 467

Jurisdiction
Pennsylvania

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