35 Pa. Commw. 138

Beckwith Machinery Company, Petitioner v. Commonwealth of Pennsylvania, Respondent.

*139Argued February 28, 1978,

before President Judge Bowman and Judges Crumllsh, Jr., Wilkinson, Je., Menoer, Rogers, Blatt and DiSalle.

Edward T. Baker, with him Reed, Smith, Shaw & McGlay, for appellant.

Paul S. Boeder, Deputy Attorney General, for respondent.

April 28, 1978:

Opinion by

Judge Menoer,

Beckwith Machinery Company (Beckwith) appeals from that portion of an order of the Board of Finance *140and Bevenue (Board) which reassessed a use tax, in the amount of $12,791.71, for the period of April 1, 1972 through February 27, 1975, on property used in the operations performed by Beckwith at its plant located at Indiana, Pennsylvania. A partial stipulation of facts, which we adopt, was filed by the parties, and additional testimony was taken at a hearing held on June 15, 1977. The stipulated facts and additional evidence may be summarized as follows:

Beckwith is a Delaware Corporation and is qualified to do business in Pennsylvania as a manufacturer and dealer in machinery and equipment. Its principal place of business is in Murraysville, Pennsylvania, with other locations throughout our Commonwealth. Beckwith is the franchise dealer for western Pennsylvania and the northern portion of West Virginia for Caterpillar Tractor Company. As such, Beckwith has the responsibility for selling new Caterpillar equipment and providing replacement parts and the necessary service to keep the equipment in operation.

The construction and operation of Beckwith’s Indiana plant was the result of the gradual evolution of Caterpillar equipment as to size and complexity. Beckwith determined that it would be feasible and competitively to its advantage to provide a service where entire engines, transmissions, and torques could be replaced, rather than to make repairs or do maintenance on these items while they remained a part of the customer’s machine.

When the Indiana facility obtains a piece of equipment, such as a diesel engine, which has been removed from a customer’s Caterpillar tractor as a result of a replacement arrangement, it is first cleaned and completely disassembled. All of the useable component assemblies are reconditioned and new parts obtained, if required. The same engine is placed in an *141assembly bay where a mixture of new parts, reconditioned parts, and still-useable parts are assembled, terminating in a reconditioned engine.1 Thereafter, the engine is painted, tested, packaged, and placed in Beckwith’s inventory to await sale.

The reconstructed engine, transmission, or torque is the property of Beckwith and is guaranteed upon sale to the same extent as a new product. Beckwith, at other locations, is also engaged in the repair business as to similar engines, transmissions, and torques which are returned to the owners after repairs are made.

The sole question involved in this appeal is whether the tools, equipment, and items necessary for the overhauling or reconditioning of engines, transmissions, and torques removed from Caterpillar construction equipment should be excluded from liability for use tax under the so-called manufacturing exclusion of the Tax Reform Code of 1971, Act of March 4,1971, P.L. 6, as amended, 72 P.S. §7101 et seq. (Act). Section 201 (o) (4) (B) (i) of the Act, 72 P.S. §7201(o)(4) (B) (i), excludes from taxation tangible personal property used directly in manufacturing. Section 201(c) (1) of the Act, 72 P.S. §7201(c)(l), defines the term “manufacture” as

[t]he performance of manufacturing, fabricating, compounding, processing or other operations, engaged in as a business which place any personal property in a form, composition or character different from that in which it is acquired whether for sale or use by the manu*142facturer, and shall include, but not [be] limited to .. . [e]very operation commencing with the first production stage and ending with the completion of personal property having the physical qualities (including packaging, if any, passing to the ultimate consumer) which it has when transferred by the manufacturer to another.

The provision of the use tax law relating to manufacturing contains an exclusion from the payment of taxes rather than an exemption. Commonwealth v. Olan Mills, Inc., 456 Pa. 78, 317 A.2d 592 (1974). As such, the provision must be strictly construed against the Commonwealth. Commonwealth v. Sitkin’s Jumk Co., 412 Pa. 132, 194 A.2d 199 (1963).

In considering identical wording, as appears in the tax statute under consideration here, our Supreme Court, in Commonwealth v. Bitkin’s Junk Co., supra, held that

[t]o constitute ‘manufacture’, first, the type of the activity must fall into one or more categories, i.e., ‘manufacturing, fabricating, compounding, processing or other operations’ and second, as a result of one or more types of the prescribed activities, the personal property must be placed ‘in a form, composition or character different from that in which [such personal property]’ was acquired. (Emphasis in original.)

412 Pa. at 138, 194 A.2d at 202.

Our analysis of the provisions of the Act and Beckwith’s activities convinces us that, although this type of activities does fall within the statutory category of “other operations,” the result of those activities does not place the personal property here in a form, composition or character different from that in which such personal property was acquired.

*143In the case at bar, Beckwith acquires engines, transmissions, and torques and, after it carries out its various activities, including disassembling, and reassembling, the result reached is engines, transmissions, and torques, albeit reconditioned and useable ones. Nevertheless, any given engine, transmission, or torque is in the same form, composition and character as it was when acquired by Beckwith.2 Accordingly, Beckwith’s activities and operations at its Indiana plant do not fall within the statutory definition of “manufacture” and are therefore not within the activities excluded from the operation of this tax statute.

Simply stated, there being no real difference in the form, composition, or character of the personal property when acquired from that of the personal property after reconditioning by Beckwith, there is insufficient basis to bring Beckwith’s activities within the operation of the manufacturing exclusion of the *144Act. The machinery in question is used directly in such activities, and the sale thereof to, and the use thereof by, Beckwith are taxable transactions within the purview of the Act.

Conclusions of Law

1. The tools, equipment, and items, necessary for the overhauling or reconditioning of engines, transmissions, and torques, utilized by the Beckwith Machinery Company at its Indiana, Pennsylvania, facility are not used in manufacturing or encompassed by the term “manufacture” as that term is defined by Section 201(c)(1) of the Tax Reform Code of 1971, Act of March 4, 1971, P.L. 6, as amended, 72 P.S. 17201(c)(1).

2. The tools, equipment, and items, necessary for the overhauling or reconditioning of engines, transmissions, and torques, utilized by the Beckwith Machinery Company at its Indiana, Pennsylvania, facility are subject to the use tax imposed by the Tax Reform Code of 1971, Act of March 4, 1971, P.L. 6, as amended, 12 P.S. §7101 et seq.

3. The Board of Finance and Revenue did not err in reassessing a use tax in the amount of $12,791.71 for the period of April 1, 1972 through February 27, 1975 against Beckwith Machinery Company relative to the tools, equipment, and other items utilized at its Indiana, Pennsylvania, facility.

4. Judgment should be entered in favor of the Commonwealth of Pennsylvania and against Beckwith Machinery Company, in the amount of $44,717.63, in accord with the Notice of Reassessment of the Board of Finance and Revenue, that being the amount paid to the Commonwealth by Beckwith Machinery Company on March 14, 1977.

*145Decree Nisi

And Now, this 28th day of April, 1978, the order of the Board of Finance and Revenue in the above-captioned case is affirmed, and judgment is directed to be entered in favor of the Commonwealth of Pennsylvania and against Beckwith Machinery Company, in the amount of $44,717.63, together with costs, unless exceptions be filed hereto within thirty (30) days. The said judgment, when entered, to be marked satisfied upon payment of costs only. The Prothonotary is directed to notify forthwith the parties hereto or their counsel of record of this decree.

Dissenting Opinion by

Judge Rogers:

I respectfully dissent. Section 201(c)(1) of the Tax Reform Code of 1971, Act of March 4, 1971, P.L. 6, as amended, 72 P.S. §7201(c)(l), defines manufacturing, inter alia, as a process or operation which places personal property in a character different from that in which it was acquired. The Code excludes from use tax tangible personal property used in manufacturing as so defined. The question is whether the personal property used in the instant taxpayer’s activity with respect to worn out tractor engines, transmissions and torques is an operation which gives those items different character. As the majority correctly points out, the provision, being an exclusion, must be strictly construed against the Commonwealth. The Commonwealth has not convinced me that an engine, transmission or torque which has been cleaned, disassembled, supplied with new parts, painted, tested, packaged and placed on the shelf for sale is an article of personal property of the same character as the engine, transmission, or torque whose senescence occasioned those ministrations.

Beckwith Machinery Co. v. Commonwealth
35 Pa. Commw. 138

Case Details

Name
Beckwith Machinery Co. v. Commonwealth
Decision Date
Apr 28, 1978
Citations

35 Pa. Commw. 138

Jurisdiction
Pennsylvania

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